| 13-02466 | 08/06/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Timothy Miller
Respondent Lawyers(s): Joseph R. West
Arbitrator(s): Peter Edward Sheridan
Hearing Site: Philadelphia, PA
| | |
| 14-00515 | 07/28/2015 | Claimant(s): Jamesa Selleck
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Wells Fargo Advisors, Renita McDougal
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Richard H. Potter, Sanford S. Finder, Daniel Lee Tedrick
Hearing Site: Charlotte, NC
|  | Expungement |
| 15-00217 | 07/27/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Judy Louie
Respondent(s): Matthew Harrison
Respondent Lawyers(s): Steven R. Rensch
Arbitrator(s): Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
| | |
| 13-01981 | 07/21/2015 | Claimant(s): David Turza, Erin Turza as custodian for Lauren Turza, Erin Turza as custodian for Samantha Tur
Claimant Lawyers(s): Laurence M. Landsman, Nicholas P. Iavarone
Respondent(s): Wells Fargo Advisors, UBS Financial Services Inc., Richard Ceffalio
Respondent Lawyers(s): Angela A. Turiano, Michael Naccarato, Stephany D. McLaughlin
Arbitrator(s): Jerome F. Crotty, Lynn Hirschfeld Brahin, Raymond P. Buschmann
Hearing Site: Chicago, IL
| | Expungement |
| 14-01059 | 07/17/2015 | Claimant(s): Sharon Graham Bingham 2007 Trust
Claimant Lawyers(s): Rick J Wathen
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Lawrence R. Cock
Arbitrator(s): James A. Bishop, Linda I. Thomas, Kenneth James Pedersen
Hearing Site: Seattle, WA
| | $0 |
| 15-00495 | 07/15/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex M. Komoroski
Respondent(s): Dmitry Borochin
Respondent Lawyers(s): Dmitry Borochin
Arbitrator(s): Jeffrey G. Sommers
Hearing Site: New York, NY
| | |
| 13-02508 | 07/09/2015 | Claimant(s): Alicia Terzo, Berry West
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | $60,545 |
| 15-00449 | 06/25/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas F. Kopshever
Respondent(s): Pil Hwang
Respondent Lawyers(s): Pil Sang Hwang
Arbitrator(s): Katherine Hendricks
Hearing Site: Portland, OR
| | |
| 13-00865 | 06/23/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Benjamin W. White
Respondent(s): Daniel Cairns
Respondent Lawyers(s): Montgomery G. Griffin
Arbitrator(s): Homer L. Davis, Val D. Hornstein, Arocles Aguilar
Hearing Site: San Francisco, CA
| | |
| 14-01404 | 06/19/2015 | Claimant(s): Robert Rosen
Claimant Lawyers(s): Casey Green
Respondent(s): Wells Fargo Advisors, Efstathios Kanteliotis, Stephen Gitter
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Elliot B. Platt, Diane Ciccone, Michael P. Marryshow
Hearing Site: Philadelphia, PA
| | $50,300 |
