| 15-02803 | 02/12/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Judy Louie
Respondent(s): Gustavo Miramontes
Respondent Lawyers(s): Gustavo Santos Miramontes
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
| 13-02313 | 02/11/2016 | Claimant(s): Brown Family Trust
Claimant Lawyers(s): Thomas R. Ajamie
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Jennifer I. Machlin
Arbitrator(s): Elliott Zachary Seff, Constance Ellen Boukidis, David W. Dresnick
Hearing Site: Los Angeles, CA
|  | Expungement |
| 15-01159 | 02/09/2016 | Claimant(s): Susan Berman, Susan Berman Custodian for Jacob Schwart, Susan Berman Custodian for Joshua Schwar
Claimant Lawyers(s): Howard Rosenfield
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
| | Expungement |
| 14-00439 | 02/08/2016 | Claimant(s): Richard Kingery
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Mark A. Myers, Stephen B. Agricola, James L. Warren
Hearing Site: Birmingham, AL
| | Expungement |
| 13-01645 | 02/04/2016 | Claimant(s): Antonio Cali, Kathryn Cali
Claimant Lawyers(s): Erwin Cohn
Respondent(s): Wells Fargo Advisors, Robert Batchen
Respondent Lawyers(s): Nancy L. Hendrickson, Nuviah Shirazi
Arbitrator(s): John D. Crawford, Frank A. Dusek, Susan L. Walker
Hearing Site: Chicago, IL
| | $0 |
| 14-01407 | 02/01/2016 | Claimant(s): Paula Hian
Claimant Lawyers(s): David P. Heim
Respondent(s): Wells Fargo Advisors, Manuel Aponte
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Alan J. Blocher, Stephen J. Scherf, Laura Marini Davis
Hearing Site: Philadelphia, PA
| | Expungement |
| 14-03202 | 01/21/2016 | Claimant(s): Glenda McCarty, Harlan McCarty
Claimant Lawyers(s): Randall C. Place
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
| | Expungement |
| 14-01741 | 01/07/2016 | Claimant(s): Crosstown Plumbing Supply.
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Howard W. Hirschhorn, Edward W. Morris, Ronald J. Colombo
Hearing Site: Newark, NJ
| | $346,881 |
| 14-03158 | 12/31/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Amy Osberg Roberts
Respondent(s): Clifton Roberts
Respondent Lawyers(s): Clifton H. Roberts
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
| | |
| 13-03423 | 12/23/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig Stein
Respondent(s): Gustavo Caballero
Respondent Lawyers(s): W. Steven Adams
Arbitrator(s): Charles Hoffman, Dorota J. Trzeciecka, Sophia Ohanessian
Hearing Site: Miami, FL
| | |
