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FINRA Awards for Clifton H. Roberts

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0315812/31/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Amy Osberg Roberts
Respondent(s): Clifton Roberts
Respondent Lawyers(s): Clifton H. Roberts
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX

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