Potomac Analytics' Logo

FINRA Awards for Samuel P. Mauch

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 41-50 out of 53 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0043806/29/2012Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Robert Hathaway
Respondent Lawyers(s): Robert W. Hathaway
Arbitrator(s): Joe S. Tarrer
Hearing Site: Phoenix, AZ
10-0512803/12/2012Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Jerome Callaghan, Morgan Stanley
Respondent Lawyers(s): Nathaniel R. Wolf, Samuel P. Mauch
Arbitrator(s): Peter Ordower, Michael Steinberg, Edward Louis Koven
Hearing Site: Chicago, IL
11-0043507/14/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): William Creamer
Respondent Lawyers(s): William George Creamer
Arbitrator(s): Irving A. Chesler
Hearing Site: Minneapolis, MN
10-0109305/06/2011Claimant(s): Evelyn Kesler, Evelyn Kesler Revocable Living Trust
Claimant Lawyers(s): David M. Foster
Respondent(s): Robert Hardies, Sigma Financial Corporation
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): John P. Gouttiere, Peter J. Henning, William C. Alsover
Hearing Site: Detroit, MI
Checkmark Icon$0
10-0396704/04/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Gregory Januleski
Respondent Lawyers(s): Gregory John Januleski
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Cincinnati, OH
10-0339912/03/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Timothy Scanlan
Respondent Lawyers(s): James A. McGurk
Arbitrator(s): James A. Lundberg
Hearing Site: Milwaukee, WI
10-0280711/09/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Troy Lambert
Respondent Lawyers(s): Troy Lambert
Arbitrator(s): Jack Friedman
Hearing Site: Philadelphia, PA
10-0109008/24/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Robert Hassell
Respondent Lawyers(s): Robert D. Hassell
Arbitrator(s): Donald W. Cohen
Hearing Site: Indianapolis, IN
09-0695208/12/2010Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Steven Luna
Respondent Lawyers(s): Steven Luna
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Memphis, TN
09-0500206/29/2010Claimant(s): Michael Kokoszka
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Curtis Wright
Respondent Lawyers(s): Joseph H. Spiegel
Arbitrator(s): William P. Thorpe
Hearing Site: Detroit, MI
Expungement

53 Results

Display: