| 12-01181 | 04/03/2013 | Claimant(s): Nancy Brown, Nancy F. Brown Trust dated 7/24/1989
Claimant Lawyers(s): Thomas D. Mauriello
Respondent(s): Sagepoint Financial., John Venable
Respondent Lawyers(s): Justin Sacca, Thomas Fleming
Arbitrator(s): Jon C. Milliken, Sally G. Williams, Chad Anthony Franks
Hearing Site: San Diego, CA
|  | Expungement |
| 10-01501 | 01/31/2013 | Claimant(s): Adela Pena, Connie Johnson, Karrell Wood, Lauro Pena, Philip Ashburn, William Percy
Claimant Lawyers(s): Melinda Jane Steuer, Scott R. Shewan
Respondent(s): Sagepoint Financial., Sharon Kearney
Respondent Lawyers(s): Dennis J. Kelly, Mark J. Hancock
Arbitrator(s): William Ziering, Carl B. Noelke, Mario Singleton
Hearing Site: San Francisco, CA
| | $0 |
| 11-02035 | 11/28/2012 | Claimant(s): Phillip Sherrill
Claimant Lawyers(s): John B. Veach
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Craig Kuglar
Arbitrator(s): John H. Griffing, Stephen P. Hoffman, Daphne Tippens Chisolm
Hearing Site: Charlotte, NC
| | $283,862 |
| 10-02683 | 05/08/2012 | Claimant(s): Claire Goldsmith, Claire F Goldsmith Living Trust
Claimant Lawyers(s): Richard M. Layne
Respondent(s): Gary Vanden Busch, Sagepoint Financial.
Respondent Lawyers(s): Gary William Vanden Busch, Usman S. Mohammed
Arbitrator(s): Justine Fischer, Larry T. Coady, James H Ruff
Hearing Site: Portland, OR
| | $123,214 |
| 09-02263 | 11/08/2011 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Gregory Tevis
Respondent(s): Debra Householder, Scott Householder, The Householder Group, LLP
Respondent Lawyers(s): David H. Carmichael
Arbitrator(s): Harry Hamilton Herts, Daniel J. Lind, Robert W. Bruns
Hearing Site: Phoenix, AZ
| | |
| 09-06930 | 11/08/2011 | Claimant(s): Patsy Potter
Claimant Lawyers(s): John J. Miller
Respondent(s): Brent McCune, Sagepoint Financial., Randall Coble, Mutual Service Corporation
Respondent Lawyers(s): David J. Freniere, Greg Curley
Arbitrator(s): Lonnie L. Cunningham, M. W. Gear, Walter N. Vernon
Hearing Site: Kansas City, MO
| | $0 |
| 10-03343 | 08/31/2011 | Claimant(s): The Becker Family Trust dtd 10/10/98
Claimant Lawyers(s): Robert A. Lisnow
Respondent(s): Andrew Melikidse, Sagepoint Financial.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Martin Mandel, Robert S. Fash, Robert C. Albini
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-04312 | 05/02/2011 | Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Keith Golden
Respondent Lawyers(s): Keith Alan Golden
Arbitrator(s): Richard Charles Hotvedt
Hearing Site: Boca Raton, FL
| | |
| 10-01168 | 01/19/2011 | Claimant(s): Robert Reynolds, Susan Pitsch Reynolds, The 403-B Plan FBO Susan H. Pitch-Reynol, The Reynolds Living Trust U/A 6/14/03
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Robert B. Ericson
Arbitrator(s): Ralph B. Perry, Mary M. O'Neil, Christopher William Shaw
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-01800 | 01/07/2011 | Claimant(s): Jimmy Hair, Karen Hair, Oceans 30.
Claimant Lawyers(s): Rosemary J. Shockman
Respondent(s): Jared Roskelley, Sagepoint Financial., Keith Degreen
Respondent Lawyers(s): Alan Baskin, Robert B. Ericson, Robert D. Mitchell
Arbitrator(s): Charles W. Herf, Marc Kalish, Henry L. Dahl
Hearing Site: Phoenix, AZ
| | Expungement |
