| 17-02753 | 04/20/2018 | Claimant(s): Aishka Lugo, Frank Carrasco
Claimant Lawyers(s): Jacqueline R. Meyers
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Stuart Rebish
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY
| | |
| 17-00592 | 03/29/2018 | Claimant(s): Juan Medero-Fernandez, Maria Navedo, Juan Medero-Fernandez Retirement Plan
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Jaime H. Scivley, Roberto C. Quinones
Arbitrator(s): Robert J. Gregory, Alan C. Granath, Ronald L. Goss
Hearing Site: San Juan, PR
|  | $1,880,000 |
| 15-03421 | 03/20/2018 | Claimant(s): Antonio Gnocchi Franco, A.G. Franco Law Off. Pension Plan 1/1/89
Claimant Lawyers(s): Melanie S. Cherdack
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Randi Perry Spallina, Sara Soto
Arbitrator(s): Lawrence S. Silver, Gilbert A. Schnirman, Will Murphy
Hearing Site: Miami, FL
| | $270,639 |
| 17-01443 | 03/08/2018 | Claimant(s): Rafael Rivera
Claimant Lawyers(s): Linette Figueroa
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto Quinones
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
| | |
| 16-03270 | 03/08/2018 | Claimant(s): Elvira Martinez Manso, Harry Pelaez, Encody.
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Denver G. Edwards
Arbitrator(s): Seth L. Finkel, Jan Glenn Valecka, Matthew Stephen Duchesne
Hearing Site: San Juan, PR
| | $253,256 |
| 15-01173 | 03/01/2018 | Claimant(s): Dora De Cortes, Ignacio Gelpi, Copesa., Gran Almirante.
Claimant Lawyers(s): Francisco Pujol, Harold D. Vincente
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Linette Figueroa-Torres
Arbitrator(s): Andrea U. Calve, Richard Carl Smukler, James Howell Garrison
Hearing Site: San Juan, PR
| | Expungement |
| 15-02536 | 02/23/2018 | Claimant(s): Angel Cruz Colon, Betzaida Hernandez, Carmen Ortiz Nevarez, Hector Rodriguez-Lopez, Myrna Rivera Marengo, William Reyes
Claimant Lawyers(s): Eric Quetglas-Jordan, Luis E. Minana, W. Scott Greco
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Nikolas S. Komyati, Roberto C. Quinones-Rivera
Arbitrator(s): James L. Warren, Theodore Haynes, Carol Denise Phelps
Hearing Site: San Juan, PR
| | $521,075 |
| 15-02282 | 12/19/2017 | Claimant(s): Olga Garcia Vincenty
Claimant Lawyers(s): Luis J. Acevedo-Bengoechea
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): David J. Butler, Salvador J. Antonetti-Stutts
Arbitrator(s): Paul Weinberg, Robert G. Falbisaner, Debra Black Leo
Hearing Site: San Juan, PR
| | Expungement |
| 17-00743 | 10/20/2017 | Claimant(s): Frank Carrasco
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Atlanta, GA
| | |
| 15-01760 | 08/31/2017 | Claimant(s): Jose Sanchez-Ocasio
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): Richard J. Kaplan, Kenneth Steven Canfield, Deborah Johns Tatum
Hearing Site: Atlanta, GA
| | Expungement |
