Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02892 | 04/23/2021 | Claimant(s): William Torriente Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): Merton E. Marks Hearing Site: Phoenix, AZ | ||
| 20-01436 | 11/27/2020 | Claimant(s): Elliot Ichinose Claimant Lawyers(s): Benjamin Winograd Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 20-00905 | 10/29/2020 | Claimant(s): George Harrison Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Kenneth James Pedersen Hearing Site: Seattle, WA | ||
| 19-02191 | 03/16/2020 | Claimant(s): David Sipe Claimant Lawyers(s): Frances Menzer Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 19-00293 | 10/22/2019 | Claimant(s): Stephen Seewer Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Geoffrey S. Beckham Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA | ||
| 18-01790 | 04/11/2019 | Claimant(s): Frank Auyeung Claimant Lawyers(s): Michelle Atlas Respondent(s): Wells Fargo Clearing Services, Wells Fargo Investments, Banc of America Investment Services Inc. Respondent Lawyers(s): Geoffrey S. Beckham, Randi Perry Spallina Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 18-00481 | 10/02/2018 | Claimant(s): Mark Lazar Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Investments Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Helen Marinak Blohm Hearing Site: Salt Lake City, UT | ||
| 18-00781 | 09/20/2018 | Claimant(s): Don Martin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 17-03271 | 08/08/2018 | Claimant(s): Edward Montanez Claimant Lawyers(s): Armin Sarabi Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): Erik R. Siering Hearing Site: Las Vegas, NV | ||
| 17-03142 | 06/12/2018 | Claimant(s): Edward Montanez Claimant Lawyers(s): Armin Sarabi Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Judy Louie Arbitrator(s): Andrew M. Mintzer Hearing Site: Las Vegas, NV |