| 09-01548 | 07/02/2010 | Claimant(s): John Weber, Stab Holdings
Claimant Lawyers(s): Peter S. Christiansen, Richard E. Tanasi
Respondent(s): Thomas Weisel Partners LLC
Respondent Lawyers(s): Gilbert R. Serota
Arbitrator(s): Vernon Barnum, Linda Jane Jones, R. Peter Faris
Hearing Site: Las Vegas, NV
|  | $0 |
| 09-03243 | 05/12/2010 | Claimant(s): Q Investments Limited Partnership
Claimant Lawyers(s): Philip Aurbach
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): James J. Fontanilla
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Las Vegas, NV
| | $117,630 |
| 07-00478 | 04/07/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Michael Jake Ewart
Respondent(s): Jodie Cohen, Nathan Lorbietzki, Robert Barron
Respondent Lawyers(s): L. Christopher Rose, Michael Jake Ewart
Arbitrator(s): Alan J. Duncan, William E. Winfield, David L. Moran
Hearing Site: Las Vegas, NV
| | |
| 09-00813 | 03/19/2010 | Claimant(s): James Searcy IRA, James Searcy Revocable Trust u/a/d 12/01
Claimant Lawyers(s): David Liebrader
Respondent(s): George Manska, Citigroup Global Markets., Shirley Gilreath
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Howard W. Shannon, Alan J. Duncan, James H. McAvoy
Hearing Site: Las Vegas, NV
| | $523,000 |
| 09-05448 | 03/15/2010 | Claimant(s): Surviving Settlors Trust, UW G&E Derbyshire Trust
Claimant Lawyers(s): George H. Derbyshire
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Catherine L. Luth
Arbitrator(s): Marc Kalish
Hearing Site: Las Vegas, NV
| | $0 |
| 09-03604 | 03/01/2010 | Claimant(s): Wachovia Securities Financial Network
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Jamie Dick
Respondent Lawyers(s): Jamie Lydell Dick
Arbitrator(s): James W. Warren
Hearing Site: Las Vegas, NV
| | |
| 08-03706 | 02/11/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Gregory Simon
Respondent(s): Christopher Bunker
Respondent Lawyers(s): Christopher W. Bunker
Arbitrator(s): Donald E. Berryman, William R. Rafti, Carol Jeanne Medof
Hearing Site: Las Vegas, NV
| | |
| 08-04209 | 12/17/2009 | Claimant(s): Odeen Manning, The Odeen Manning Family LP
Claimant Lawyers(s): Joel A. Goodman
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Paul H. Lamboley, Stephen F. Kempa, Seymour A. Kolman
Hearing Site: Las Vegas, NV
| | $895,000 |
| 09-00086 | 11/30/2009 | Claimant(s): Altynai Berksoy, Volkan Berksoy
Claimant Lawyers(s): Volkan Berksoy
Respondent(s): Daniel Clark, Ameriprise Financial Services.
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Thomas E. Shuck, Philip H. Marmurowski, Gregory B. Wood
Hearing Site: Las Vegas, NV
| | $0 |
| 08-03150 | 11/25/2009 | Claimant(s): Steven Cohen and Marsha Cohen
Claimant Lawyers(s): Adam J. Gana
Respondent(s): James Kelsoe, Jr., Morgan Keegan & Company.
Respondent Lawyers(s): Nancy H. Baughan, Patrice R. Walker
Arbitrator(s): Vernon Barnum, Louis M. Parker, Richard W. Pendleton
Hearing Site: Las Vegas, NV
| | $0 |
