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FINRA Awards for Harvey R. Linder

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Displaying 51-60 out of 81 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0347504/04/2019Claimant(s): Brockway Jones
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
18-0360303/11/2019Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Geoffrey Johnston
Respondent Lawyers(s): Steven Kahlenberg
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
18-0262702/22/2019Claimant(s): Thomas Kudarauskas
Claimant Lawyers(s): Benjamin Biard
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
18-0281302/20/2019Claimant(s): Dean Paugh
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
18-0071302/14/2019Claimant(s): Mark Rosenberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, CIBC World Markets Corp.
Respondent Lawyers(s): Alan S. Brodherson, Elizabeth Rose Aylett
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
18-0211101/25/2019Claimant(s): John Redfearn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): QA3 Financial Corp.
Respondent Lawyers(s): Coporate Officer
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
18-0187612/19/2018Claimant(s): Isaac Brown
Claimant Lawyers(s): Christopher E Thorsen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
18-0039609/24/2018Claimant(s): John Roussell
Claimant Lawyers(s): Donald F Winningham
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
17-0348907/09/2018Claimant(s): Adil Ali
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): Mark Wowk
Respondent Lawyers(s): Mark Wowk
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA
17-0302204/09/2018Claimant(s): Gregory Powell
Claimant Lawyers(s): Joshua D. Jones
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL

81 Results

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