06-03335 | 05/02/2008 | Claimant(s): Joseph McDonald Claimant Lawyers(s): George F. Riess Respondent(s): A.G. Edwards & Sons., Scott Foreman Respondent Lawyers(s): Matthew Salamon Arbitrator(s): Frederick S. Duncan, Bobby M. Harges, Allen J. Krouse Hearing Site: New Orleans, LA
| | $7,725 |
06-05081 | 04/24/2008 | Claimant(s): David Ossenmacher Claimant Lawyers(s): John R. Kiefner Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Nancy Anderson Tayborn Arbitrator(s): Nicholas G. Dukas, Elizabeth A. Townes, Karl A. Vogeler Hearing Site: Tampa, FL
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07-01821 | 04/16/2008 | Claimant(s): Dawne Ferland Claimant Lawyers(s): Theresa M. Mohan Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Nancy Anderson Tayborn Arbitrator(s): Bill Swinford, Christy C. Walker, Debora A. Caley Hearing Site: Cincinnati, OH
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07-00803 | 04/04/2008 | Claimant(s): A.G. Edwards & Sons. Claimant Lawyers(s): Dennis Capriglione Respondent(s): Thomas McGowan Respondent Lawyers(s): Thomas Joseph McGowan Arbitrator(s): Kenneth E. Owen, Michael D. Harrison, Steven A. Fox Hearing Site: Los Angeles, CA
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07-01100 | 03/28/2008 | Claimant(s): The Shorr Family Trust Claimant Lawyers(s): Ronald W. Karolyi Respondent(s): A.G. Edwards & Sons., Terry Dean Respondent Lawyers(s): James C. Browning Arbitrator(s): Robert S. Zuckerman, Michael E. Pearson, Richard E. Miley Hearing Site: Charlotte, NC
| | $0 |
07-01583 | 03/26/2008 | Claimant(s): Harold F. Davis, IRA, Davis Family Trust Claimant Lawyers(s): Harold F. Davis Respondent(s): Hayes Burleson, A.G. Edwards & Sons. Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Lynne T. Albert, Landrum H. Henderson, James F. Major Hearing Site: Charlotte, NC
| | $87,600 |
07-02329 | 03/25/2008 | Claimant(s): Dave Schutz Claimant Lawyers(s): Steven M. Green Respondent(s): Mark Gundy, A.G. Edwards & Sons. Respondent Lawyers(s): James C. Browning Arbitrator(s): Janice L. Sperow Hearing Site: San Diego, CA
| | $425 |
07-01982 | 03/14/2008 | Claimant(s): Marilyn J. Adams, IRA Claimant Lawyers(s): Marilyn J. Adams Respondent(s): Christian Clinton, A.G. Edwards & Sons. Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Laz L. Schneider Hearing Site: Boca Raton, FL
| | $10,213 |
06-04978 | 03/07/2008 | Claimant(s): Emily Firebaugh Claimant Lawyers(s): Jerome F. Raskas Respondent(s): CIBC World Markets Corp., A.G. Edwards & Sons. Respondent Lawyers(s): Elizabeth Aylett, Nancy A. Tayborn Arbitrator(s): Albert J. Haller, Terra Case Sander, David F. Barrett Hearing Site: St. Louis, MO
| | $110,000 |
06-05197 | 03/05/2008 | Claimant(s): Billy Willoughby, Carol Morford, Clay Faulconer, Edward Graham, Helen Phillips, James Hellard, James Phillips, Jimmie Embry, Luster Palmer, Marcia Hicks, Richard Shelton, Robert McDonnell Claimant Lawyers(s): Steven M. McCauley Respondent(s): Byron Holley, A.G. Edwards & Sons. Respondent Lawyers(s): Amy C. Johnson Arbitrator(s): Bill Swinford, John P. McShane, David T. Maddux Hearing Site: Louisville, KY
| | $497,071 |