08-04027 | 03/29/2010 | Claimant(s): Arun Verma, Karuna Verma, Makan Limited Partnership Claimant Lawyers(s): C. Mark Stratton Respondent(s): Wachovia Securities, John Montfort, A.G. Edwards & Sons. Respondent Lawyers(s): Daniel Kirshbaum, Jack C. Ballard Arbitrator(s): Thomas D. Nagle, Dale A. Hearn, Charles S. Chester Hearing Site: Houston, TX
| | $82,837 |
09-01421 | 03/24/2010 | Claimant(s): Irving Scharff Claimant Lawyers(s): Irving Scharff Respondent(s): Wachovia Securities, Edward Mercier, A.G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Peter P. Skomorowsky Hearing Site: New York, NY
| | $0 |
08-04431 | 12/15/2009 | Claimant(s): Nicholas McCormack Claimant Lawyers(s): Nicholas McCormack Respondent(s): Wachovia Securities, Jeffrey Zelin, Lise Robinson, A.G. Edwards & Sons. Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Fred S. Pieroni Hearing Site: New York, NY
| | $340 |
08-00693 | 10/20/2009 | Claimant(s): Tara Gutierrez-Maddi Claimant Lawyers(s): Kirk D. Holman Respondent(s): Brian Wall, A.G. Edwards & Sons. Respondent Lawyers(s): Christi Hilker Vaglio, Jeffrey Hanslick Arbitrator(s): Leah A. Murray, Michael D. Fitzgerald, Gerald Francis Lamberti Hearing Site: Kansas City, MO
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07-03322 | 10/05/2009 | Claimant(s): Brenda K. Gaidmore, IRA, Gerald P. Gaidmore Claimant Lawyers(s): Gerald P. Gaidmore Respondent(s): A.G. Edwards & Sons., Paul Bedinger, Richard Iannacone Respondent Lawyers(s): Damian J. Betz Arbitrator(s): Brian J. Dunn, Michael Dell'Olio, Joseph Charles Kennedy Hearing Site: Manchester, NH
| | $0 |
09-01804 | 08/20/2009 | Claimant(s): A.G. Edwards & Sons. Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Hobert Sanderson Respondent Lawyers(s): Hobert K. Sanderson Arbitrator(s): Robert S. Zuckerman Hearing Site: Raleigh, NC
| | $0 |
08-00263 | 06/08/2009 | Claimant(s): Lisa Ditkowsky Claimant Lawyers(s): Kenneth Ditkowsky Respondent(s): Alan Dubrow, David Forlow, Gary Chesin, Melissa Kelpsch, A.G. Edwards & Sons., Robert Batchen Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Wallace H. Hastings, Thomas S. Wallace, Leon Fox Hearing Site: Chicago, IL
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08-00824 | 05/22/2009 | Claimant(s): David Yashon Claimant Lawyers(s): David Yashon Respondent(s): Brent Markley, Michael O'Dell, A.G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff, James C. Browning Arbitrator(s): Jeffrey M. Bain, Charles D. Underwood, Erick R. Zanner Hearing Site: Columbus, OH
| | $46,000 |
08-01002 | 05/20/2009 | Claimant(s): The Estate of Mary A. Musil Claimant Lawyers(s): Richard A. Kutche Respondent(s): Wachovia Securities, A.G. Edwards & Sons., Prudential Equity Group Respondent Lawyers(s): James C. Browning, Kenneth Fuchs Arbitrator(s): Dean J. Dietrich Hearing Site: San Francisco, CA
| | $36,717 |
08-00236 | 03/10/2009 | Claimant(s): Bruce Graves Claimant Lawyers(s): Steele T. Williams Respondent(s): A.G. Edwards & Sons., Robert Kahne Respondent Lawyers(s): James C. Browning Arbitrator(s): Michael A. Lynch, William F. Glaser, Kenneth R. Starr Hearing Site: Tampa, FL
| | $0 |