| 19-02157 | 01/03/2020 | Claimant(s): Charles Chan
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Patricia Kathleen Costello
Hearing Site: New York, NY
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| 19-00645 | 12/27/2019 | Claimant(s): Gustavo Carvajal
Claimant Lawyers(s): Josef Y. Rosen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
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| 18-04443 | 12/03/2019 | Claimant(s): Marcos Cigagna
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc.
Respondent Lawyers(s): Joel M. Everest, Patricia E. Cowart
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
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| 19-00090 | 07/09/2019 | Claimant(s): Wilson Garnett
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
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| 18-03368 | 06/24/2019 | Claimant(s): David Petty
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Debra Black Leo
Hearing Site: Birmingham, AL
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| 18-03196 | 06/20/2019 | Claimant(s): Thomas Zur
Claimant Lawyers(s): Harris Freedman
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, Jonathan C. Schwartz
Arbitrator(s): Will Murphy
Hearing Site: Miami, FL
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| 18-03475 | 04/04/2019 | Claimant(s): Brockway Jones
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
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| 18-03591 | 04/02/2019 | Claimant(s): Mark Miller
Claimant Lawyers(s): John D. Stewart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
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| 18-02999 | 03/26/2019 | Claimant(s): Mark Maller
Claimant Lawyers(s): Jonathan D Kaney
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Steven Gerard Goerke, Barry David Thorpe, Howard L. Conklin
Hearing Site: Boca Raton, FL
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| 18-03036 | 02/26/2019 | Claimant(s): William Isaacson
Claimant Lawyers(s): Harris Freedman
Respondent(s): Independent Financial Group., Quick & Reilly.
Respondent Lawyers(s): Joel M. Everest, Sarah J. Kreisman
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
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