| 16-01655 | 02/27/2017 | Claimant(s): Larry Peterson
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Jonathan Sheklow, Kevin Hagan, Richard Bohack, Robert Jean
Respondent Lawyers(s): Jonathan Michael Sheklow, Kevin Edward Hagan, Richard Edward Bohack, Robert Jean
Arbitrator(s): Richard D. Fincher
Hearing Site: Albuquerque, NM
|  | $0 |
| 16-00860 | 11/23/2016 | Claimant(s): Joshua Schneider
Claimant Lawyers(s): George S. Mahaffey
Respondent(s): Jot Khalsa, UBS Financial Services Inc.
Respondent Lawyers(s): Erin Weesner-McKinley, Jot Kaur Khalsa
Arbitrator(s): Donald N. Tolin, Paul A. Krepinski, Michael Lancaster Garcia
Hearing Site: Albuquerque, NM
| | Expungement |
| 15-03103 | 09/23/2016 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Shawn Fabian
Respondent(s): Rob Salinger
Respondent Lawyers(s): Rob Salinger
Arbitrator(s): Mary C. Davis
Hearing Site: Albuquerque, NM
| | |
| 16-00786 | 09/16/2016 | Claimant(s): Larry Peterson
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Anthony Monaco, Robert Jean, Aegis Capital Corp.
Respondent Lawyers(s): Michael P. Gilmore, Robert Jean
Arbitrator(s): James Mark Eason
Hearing Site: Albuquerque, NM
| | $0 |
| 16-01084 | 09/07/2016 | Claimant(s): Laura Hillstrom
Claimant Lawyers(s): Pierre Levy
Respondent(s): Thornburg Securities Corporation
Respondent Lawyers(s): David F. Cunningham
Arbitrator(s): Paul H. Lamboley
Hearing Site: Albuquerque, NM
| | |
| 14-02450 | 06/03/2016 | Claimant(s): Anna Baugh, Colin Baugh, Madeline Baugh, Margaret Polito, Madeline Baugh IRA, Margaret Polito IRA
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Matthew D. Klafter
Arbitrator(s): Jo-Marie Lisa, Steven M. Guttell, John Austin Darden
Hearing Site: Albuquerque, NM
| | $150,600 |
| 13-02444 | 10/29/2015 | Claimant(s): Art Cordova, ADC Revocable Living Trust, ADC LTD NM
Claimant Lawyers(s): Royal B. Lea
Respondent(s): Brian Gilroy, Roger Festor, DBA The Delta Company a/k/a The Sonterra, Nakoma Interests, Syndicapital LLC, Nakoma Petroleum, Zeppelinn Energy, Bakken Shale Big Sky Joint Venture #2, Eagle Ford-Austin Chalk Joint Venture, Montana Bakken Shale Joint Venture, North Big Foot Joint Venture, North Big Foot Offset Joint Venture
Respondent Lawyers(s): Michael Firestein
Arbitrator(s): Steven Meyrich, David L. Erickson, Robert H. Ottesen
Hearing Site: Albuquerque, NM
| | $1,684,390 |
| 14-02812 | 09/25/2015 | Claimant(s): Karren Stamper
Claimant Lawyers(s): Martin E. Threet
Respondent(s): Bosc.
Respondent Lawyers(s): Paul DeMuro
Arbitrator(s): Barry H. Barnett
Hearing Site: Albuquerque, NM
| | $0 |
| 14-02630 | 09/24/2015 | Claimant(s): Gordon Hirsch
Claimant Lawyers(s): Michael D. Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Thaddeus J. Tecza
Hearing Site: Albuquerque, NM
| | Expungement |
| 13-01025 | 12/29/2014 | Claimant(s): Ernst Blumenthal
Claimant Lawyers(s): Clinton W. Marrs
Respondent(s): Lawrence Labine, DeWaay Advisory, Dewaay Financial Network
Respondent Lawyers(s): Alan Baskin, Mark Davis
Arbitrator(s): Patrick J. Halter
Hearing Site: Albuquerque, NM
| | $103,070 |
