Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00468 | 10/30/2020 | Claimant(s): Tracey Drabant Claimant Lawyers(s): Tracey Drabant Respondent(s): Jonathan Kuhn, Allegheny Investments, Ltd. Respondent Lawyers(s): Matthew S. Hardin Arbitrator(s): Jim Geiger, Richard W. Dissen, Mary Kathleen Coleman Hearing Site: Pittsburgh, PA |  | $5,000 |
| 20-00017 | 10/29/2020 | Claimant(s): Chantal Pitaud Claimant Lawyers(s): Chantal Pitaud Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Jim Geiger, Joseph J. Dougherty, Geoffrey A. Drucker Hearing Site: Richmond, VA | | $0 |
| 20-00224 | 08/27/2020 | Claimant(s): Thomas Dupree Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Jim Geiger Hearing Site: Louisville, KY | ||
| 20-00136 | 07/20/2020 | Claimant(s): Christopher Goudey, Michael Squier Claimant Lawyers(s): Paula D. Shaffner Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Ginene A. Lewis Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 20-00144 | 06/10/2020 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Terrence Diehl Respondent Lawyers(s): Terrence Jeffrey Diehl Arbitrator(s): Jim Geiger Hearing Site: Syracuse, NY | ||
| 19-03473 | 03/30/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Thomas Lewis Respondent(s): Kevin Carroll Respondent Lawyers(s): Kevin Joseph Carroll Arbitrator(s): Jim Geiger Hearing Site: Hartford, CT | ||
| 18-04350 | 03/19/2020 | Claimant(s): Mary Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 19-01864 | 02/27/2020 | Claimant(s): Nick Meyers, Philip Stern Claimant Lawyers(s): Eric A. Michaels Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle Osting Arbitrator(s): Jim Geiger Hearing Site: Wilmington, DE | ||
| 19-01905 | 02/13/2020 | Claimant(s): Jaret Mutter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Josef Rosen Arbitrator(s): Jim Geiger Hearing Site: Richmond, VA | ||
| 17-02942 | 11/06/2019 | Claimant(s): Jerome Weiner, Sandra Weiner Claimant Lawyers(s): Jerome Weiner Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Jim Geiger, Alan J. Blocher, Kathleen Jones Spilker Hearing Site: Philadelphia, PA | | $0 |