| 12-02771 | 02/27/2014 | Claimant(s): Jamie Cullip
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Edward Jones
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): William M. Azkoul
Hearing Site: Detroit, MI
|  | Expungement |
| 11-00193 | 01/10/2014 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): John Mann, Thomas Mann
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Mary Beth Wheeler, William C. Alsover, William M. Azkoul
Hearing Site: Detroit, MI
| | |
| 12-00812 | 09/30/2013 | Claimant(s): Lois Schipper, Richard Schipper, The Lois Schipper Trust, The Richard W. Schipper, Sr. Trust
Claimant Lawyers(s): Sandra J Budnick
Respondent(s): Fouad Zeaiter, Ameriprise Financial Services., Commonwealth Financial Network
Respondent Lawyers(s): Edward Walton, Francis R. Ortiz
Arbitrator(s): Keith J. Koerber, William M. Azkoul, Marsha-laine Ferrer Dungog
Hearing Site: Detroit, MI
| | $26,000 |
| 10-00898 | 02/15/2012 | Claimant(s): Marilyn Szymkiw-Schreiber, Michael Schreiber, The Schreiber Living Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): John Sykes, Paul Richardson, JHS Capital Advisors.
Respondent Lawyers(s): Scott T. Seabolt
Arbitrator(s): Robert A. Vogler, Stephen D Kursman, William M. Azkoul
Hearing Site: Detroit, MI
| | $45,001 |
| 10-04145 | 10/17/2011 | Claimant(s): James Fraser, Nancy Fraser
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Dean Smith, Oppenheimer & Co..
Respondent Lawyers(s): Diana H. Sur
Arbitrator(s): Stephen D Kursman, William M. Azkoul, Anthony Allen Mogle
Hearing Site: Detroit, MI
| | $52,500 |
| 10-03592 | 02/01/2011 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Paul Gabriel
Respondent Lawyers(s): Paul Thomas Gabriel
Arbitrator(s): William M. Azkoul
Hearing Site: Detroit, MI
| | |
| 09-02125 | 03/04/2010 | Claimant(s): Jeffrey King
Claimant Lawyers(s): Eric S. Richards
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Kenneth J. Safran, Corby A. Kiss, William M. Azkoul
Hearing Site: Detroit, MI
| | $36,500 |
| 08-00797 | 02/27/2009 | Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): Scott J. Vold
Respondent(s): Christopher Ernvall, Morgan Stanley & Co., Larry Bluhm, Michele Vanderlinde
Respondent Lawyers(s): Eric S. Richards, John A. Hubbard
Arbitrator(s): Kenneth J. Safran, Chris D. Kontos, William M. Azkoul
Hearing Site: Detroit, MI
| | |
