| 14-02972 | 04/28/2015 | Claimant(s): Robert Wayne Anno, IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Albert J. Haller
Hearing Site: Kansas City, MO
|  | $163 |
| 14-01827 | 04/13/2015 | Claimant(s): Timothy Birdsill
Claimant Lawyers(s): Timothy Birdsill
Respondent(s): David Voysey
Respondent Lawyers(s): Hassan A. Abedi
Arbitrator(s): James C. Morrow
Hearing Site: Kansas City, MO
| | $12,425 |
| 14-02142 | 02/13/2015 | Claimant(s): Stephen Jackson
Claimant Lawyers(s): Stephen P. Jackson
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Leah A. Murray
Hearing Site: Kansas City, MO
| | $0 |
| 13-01956 | 02/12/2015 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Kevin Cloutier
Respondent(s): Ritchey Wetzel
Respondent Lawyers(s): Ritchey Wetzel
Arbitrator(s): Albert J. Haller
Hearing Site: Kansas City, MO
| | |
| 13-01533 | 05/08/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Michael Middleton
Respondent Lawyers(s): John J. Miller
Arbitrator(s): Thomas J. Ray, Sandra K. Hummel, James A. Hayes
Hearing Site: Kansas City, MO
| | |
| 12-03990 | 01/22/2014 | Claimant(s): Margean Cress
Claimant Lawyers(s): Andrew Schermerhorn
Respondent(s): Kelly Donaldson, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): James C. Morrow, Gerald Francis Lamberti, Dennis Shrewsbury
Hearing Site: Kansas City, MO
| | Expungement |
| 12-02663 | 12/10/2013 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jeffrey Thomas Kern
Respondent(s): Richelle Caswell
Respondent Lawyers(s): Richelle M. Caswell
Arbitrator(s): Lonnie L. Cunningham, John J. Miller, Ronald G. Bruch
Hearing Site: Kansas City, MO
| | |
| 13-01233 | 11/08/2013 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): William Schmitt
Respondent(s): Debra Massey
Respondent Lawyers(s): Thomas C. Mann
Arbitrator(s): Keith E. Mattern
Hearing Site: Kansas City, MO
| | $0 |
| 13-00640 | 11/06/2013 | Claimant(s): Theodore R. Davis Trust DTD 3/8/2007
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Sunset Financial Services.
Respondent Lawyers(s): Stephen J. Fields
Arbitrator(s): Michael A. Rzewnicki, John R. Loss, David F. Barrett
Hearing Site: Kansas City, MO
| | $234,466 |
| 12-02507 | 10/21/2013 | Claimant(s): Robert Cox
Claimant Lawyers(s): Diane A. Nygaard
Respondent(s): Ameriprise Financial Services., Mitchell Black
Respondent Lawyers(s): Roger N. Walter
Arbitrator(s): Murray S. Levin, Walter N. Vernon, Henry R. Cox
Hearing Site: Kansas City, MO
| | $776,424 |
