| 17-01427 | 01/23/2018 | Claimant(s): Preston Brown
Claimant Lawyers(s): Preston L. Brown
Respondent(s): Lamont Chandler
Respondent Lawyers(s): R. Bradley Ziegler
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Kansas City, MO
|  | $0 |
| 17-01928 | 01/04/2018 | Claimant(s): Brent Hoffman
Claimant Lawyers(s): William T. McCartan
Respondent(s): Ernest Fugate, Mary Fugate
Respondent Lawyers(s): Bruce Oakes
Arbitrator(s):
Hearing Site: Kansas City, MO
| | Expungement |
| 17-00140 | 12/18/2017 | Claimant(s): Christopher Delong
Claimant Lawyers(s): Nicholas Iavarone
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Steven M. Malina
Arbitrator(s): Reggie C. Giffin, Gregory G. Gocek, Zachary Lee Berkstresser
Hearing Site: Kansas City, MO
| | |
| 16-01635 | 11/20/2017 | Claimant(s): Thomas DeBacco
Claimant Lawyers(s): Charles W. German
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer N. Lamirand
Arbitrator(s): Susan L. Walker, Steven Joseph Streen, Brett Coonrod
Hearing Site: Kansas City, MO
| | $600 |
| 16-01025 | 07/25/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Kevin Taylor
Respondent Lawyers(s): Kevin Wayne Taylor
Arbitrator(s): Mark L. Williams
Hearing Site: Kansas City, MO
| | |
| 16-03113 | 07/13/2017 | Claimant(s): Samantha Skorija
Claimant Lawyers(s): Jason Kueser
Respondent(s): Gary Burr, VSR Financial Services.
Respondent Lawyers(s): Marc S. Ehrlich
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Kansas City, MO
| | $27,315 |
| 15-02089 | 05/25/2017 | Claimant(s): Dickie Moritz, Phyllis A. Mortiz Revocable Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors, Summit Brokerage Services.
Respondent Lawyers(s): Alan S. Rafterman, John W. Shaw
Arbitrator(s): Michael D. Fitzgerald, Rody P. Biggert, Lawrence R. Rute
Hearing Site: Kansas City, MO
| | Expungement |
| 14-02702 | 03/27/2017 | Claimant(s): Teresa Vollenweider, Step By Step Communications., Teresa Vollenweider Trust
Claimant Lawyers(s): Jason M. Kueser
Respondent(s): Donald Porterfield, Morgan Stanley
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): Reggie C. Giffin, M. W. Gear, Ronald G. Bruch
Hearing Site: Kansas City, MO
| | $250 |
| 15-01073 | 03/23/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Nuviah Shirazi
Respondent(s): Mark Agre
Respondent Lawyers(s): Ross E. Webster
Arbitrator(s): M. W. Gear, Michael A. Rzewnicki, Philip J. Glick
Hearing Site: Kansas City, MO
| | |
| 16-00519 | 03/01/2017 | Claimant(s): Tom Halling
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Lon Faccini, Michael Lovett, Cape Securities Inc.
Respondent Lawyers(s): Judy A. Newcomb
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Kansas City, MO
| | $0 |
