20-02864 | 02/07/2023 | Claimant(s): Dominic Ismert, Ismert, OBO his DSGND Benefit Plan/TOD Claimant Lawyers(s): Jason Haselkorn Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Henry R Cox, Lawrence R. Maxwell, Nancy S. Brown Hearing Site: Kansas City, MO
| | $144,425 |
22-01253 | 01/27/2023 | Claimant(s): Amie Fielder Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Arvest Wealth Management Respondent Lawyers(s): Jennifer B. Puckett Arbitrator(s): Gregory G. Gocek Hearing Site: Kansas City, MO
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22-00947 | 12/07/2022 | Claimant(s): Thomas Freeman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): David A. Schuler Hearing Site: Kansas City, MO
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21-02165 | 07/21/2022 | Claimant(s): Scott Morris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Robert J. Gregory Hearing Site: Kansas City, MO
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21-02307 | 07/12/2022 | Claimant(s): Bardavon Health Innovations L.L.C. Claimant Lawyers(s): Robert A. Henderson Respondent(s): Spurrier Capital Partners LLC Respondent Lawyers(s): Joseph P. Rockers Arbitrator(s): James C. Morrow, David W White, Amy L Coopman Hearing Site: Kansas City, MO
| | $0 |
21-02503 | 07/07/2022 | Claimant(s): Timothy Carlin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): David A. Schuler Hearing Site: Kansas City, MO
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19-01461 | 05/10/2022 | Claimant(s): Leslie Miller Claimant Lawyers(s): Matthew H. Hoy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Leonard Arthur Nelson, Steven Joseph Streen, Robert S. Baran Hearing Site: Kansas City, MO
| | $1 |
21-02117 | 04/05/2022 | Claimant(s): Phillip Rademacher Claimant Lawyers(s): Linda Broocks Respondent(s): Charles Kuszmaul, Diane Bythell Respondent Lawyers(s): John R. Phillips Arbitrator(s): Lawrence R. Maxwell, Brandon Gordon Kinney, Veronica Sellers Hearing Site: Kansas City, MO
| | Expungement |
20-01977 | 02/11/2022 | Claimant(s): Bryan Montemurro Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Valic Financial Advisors. Respondent Lawyers(s): Carole G. Miller Arbitrator(s): Philip J. Glick Hearing Site: Kansas City, MO
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19-02008 | 12/07/2021 | Claimant(s): Shirley Beneke, William Beneke Claimant Lawyers(s): Fred Spigarelli Respondent(s): LPL Financial LLC, Jake Warrington Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Joseph Neal Richardson Hearing Site: Kansas City, MO
| | Expungement |