| 09-00572 | 11/16/2009 | Claimant(s): Josephine DesParte
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Brian Kasal, William Blair & Company L.L.C., William Ross
Respondent Lawyers(s): Andrea K. Zollett, Phillip M. Goldberg
Arbitrator(s): John N. Chapin, Joseph FitzSimmons, John T. Keefe
Hearing Site: Chicago, IL
|  | $1,117,860 |
| 08-01875 | 11/02/2009 | Claimant(s): Patricia A. Meyer Survivors Trust, Robert H. Meyer Family Trust
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Joseph C. Watson, Harris J. Howard, Daniel R. Brush
Hearing Site: Los Angeles, CA
| | $0 |
| 08-01294 | 10/09/2009 | Claimant(s): Joseph Wayne Smith and Carol C. Smith
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Steve R. Neuman, Keith E. Robinson, Brian P. Jakes
Hearing Site: New Orleans, LA
| | $40,000 |
| 08-00775 | 09/11/2009 | Claimant(s): Horace Grant
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): William J. Adams, Jonathan Schwartz, William Lee Krantz
Hearing Site: Los Angeles, CA
| | $1,460,000 |
| 06-03232 | 04/23/2009 | Claimant(s): Barbara Irsch
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): United Securities Alliance., WMA Securities.
Respondent Lawyers(s): Jeffrey J. Cannella, William H. McLean
Arbitrator(s): David J. Hase, Sharon A. Green, James Lewis Molloy
Hearing Site: Milwaukee, WI
| | $227,300 |
| 08-00388 | 03/30/2009 | Claimant(s): Gary Fitzgerald, Steve Fitzgerald
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Nathaniel Charles Berkowitz, William Michael Samsel, Osei J Adoma
Hearing Site: San Francisco, CA
| | $267,711 |
| 08-00174 | 01/30/2009 | Claimant(s): Gennette Chase, Jimmy W. Chase and Genette P. Chase
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Archibald L. Watkins, Harvey Alan Blicksilver, Margaret R. Hoyt
Hearing Site: Orlando, FL
| | $0 |
| 08-00691 | 11/25/2008 | Claimant(s): Wilbur J. Simmons and Fay M. Simmons
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Kendall P. Hill, James Edward Seale, Richard David Schultz
Hearing Site: Birmingham, AL
| | $0 |
| 08-00811 | 11/21/2008 | Claimant(s): Mary Bickerstaff
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Thomas A. Farnen
Arbitrator(s): Richard V. McGalliard, John D. Mattingly, Marcia A. Ogilvie
Hearing Site: Atlanta, GA
| | $300 |
| 08-00315 | 11/04/2008 | Claimant(s): Aubrey Wright and Martha Wright
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Perry Lee Taylor, Joyce F. Glucksman, Robert A. Dean
Hearing Site: Atlanta, GA
| | $90,352 |
