| 11-04361 | 07/16/2013 | Claimant(s): Concetta Consales
Claimant Lawyers(s): David Neuman
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Leslie Ruth Nydick
Hearing Site: Newark, NJ
|  | Expungement |
| 12-02622 | 07/11/2013 | Claimant(s): Anthony Esposito, Brian Esposito, Cynthia Esposito, Joanne Esposito, Lisa Brown
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Kevin Brennan, Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): David I. Goldblatt, Leslie Ruth Nydick, Gladys Mond
Hearing Site: New York, NY
| | $0 |
| 11-03939 | 01/17/2013 | Claimant(s): Sylvia Nachtigall
Claimant Lawyers(s): Barry E Janay
Respondent(s): Christopher Cerniglia, Stifel, Nicolaus & Co..
Respondent Lawyers(s): Jeffrey C. Primiano
Arbitrator(s): Micalyn S. Harris, Leslie Ruth Nydick, Brian J. Strum
Hearing Site: Newark, NJ
| | Expungement |
| 11-01943 | 11/20/2012 | Claimant(s): William Otto, William L. Otto Irrevocable Lifetime Tru
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): Joseph Gill, Lore Gordon, MML Investors Services
Respondent Lawyers(s): Barry R. Temkin, Mathew Tracy, William P. Thornton
Arbitrator(s): Steven David Leader, Leslie Ruth Nydick, Edwin H. Bennett
Hearing Site: New York, NY
| | Expungement |
| 09-00352 | 03/14/2011 | Claimant(s): Satish Anand
Claimant Lawyers(s): Brian Neville
Respondent(s): Alfred Cali, Granite Securities, Obsidian Financial Group, PGP Financial.
Respondent Lawyers(s): Alfred Guy Cali, Brian Reis, Ellen R. Lozinski
Arbitrator(s): Linda Ashley, Leslie Ruth Nydick, Thomas A. Abitabile
Hearing Site: New York, NY
| | $125,650 |
| 08-00653 | 06/04/2009 | Claimant(s): Matthew Eastwick
Claimant Lawyers(s): James A. Batson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ronald Minkoff
Arbitrator(s): Bernard A. Friedman, Leslie Ruth Nydick, Michael J. Contrastano
Hearing Site: New York, NY
| | |
