11-00400 | 06/13/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Donald R. Littlefield Respondent(s): John Sork Respondent Lawyers(s): John Sork Arbitrator(s): Thomas D. Nagle Hearing Site: Houston, TX
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09-04063 | 05/27/2011 | Claimant(s): Delpha Potter IRA, John W. Potter IRA, R.D. Potter Living Trust Claimant Lawyers(s): Richard H. Elliott Respondent(s): Bruce Martin, Patrick Gilkey, Edward Jones Respondent Lawyers(s): Donald R. Littlefield, Patrick W. Gilkey Arbitrator(s): William E. Hartsfield, Preston Deaton Rigsby, Edward J. Lynch Hearing Site: Dallas, TX
| | $0 |
09-06020 | 03/07/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Donald R. Littlefield Respondent(s): William Livingston Coster Respondent Lawyers(s): Leonard J. Meyer Arbitrator(s): Maxel (Bud) B. Silverberg, Juanita D. McKethan, Marjorie C. Johnson Hearing Site: Houston, TX
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09-06649 | 11/12/2010 | Claimant(s): First Southwest Company Claimant Lawyers(s): Christopher R. Richie Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): Peter J. Conlon, Linda B. Kelly, Robert E. Treadaway Hearing Site: Dallas, TX
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09-01388 | 05/24/2010 | Claimant(s): James Taylor, Peggy Taylor Claimant Lawyers(s): Richard B. Fosher Respondent(s): Edward Jones Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): Phillip Lee Scheldt, Catherine M. Norman, Brian D. Esenwein, JD, CPA Hearing Site: Dallas, TX
| | $131,000 |
08-01986 | 02/19/2010 | Claimant(s): Abraham Macias Claimant Lawyers(s): William Kimball Respondent(s): Eric Wolfe, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): David G. Beerbower, John F. Hinrichs, Lynne M. Gomez Hearing Site: Houston, TX
| | $63,617 |
08-03867 | 10/12/2009 | Claimant(s): Sandra Muns Claimant Lawyers(s): Sandra Muns Respondent(s): Tyler Johns, Edward Jones Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): Leonard J. Sullivan Hearing Site: Houston, TX
| | $0 |