20-02581 | 03/29/2021 | Claimant(s): Thomas Threlfall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Peter A. Goldman Hearing Site: New York, NY
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18-03722 | 08/03/2020 | Claimant(s): Kenneth Margolis, Richard Luftig, Castle Placement Group, Castle Placement Claimant Lawyers(s): James Halter Respondent(s): Citadel Servicing Corporation Respondent Lawyers(s): Chetna Vora Arbitrator(s): Thomas Allan Dubbs, Peter A. Goldman, Ronald Harris Kisner Hearing Site: New York, NY
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19-03315 | 06/08/2020 | Claimant(s): Steven Southworth Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Peter A. Goldman Hearing Site: New York, NY
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16-02302 | 11/23/2018 | Claimant(s): Brandon Gold, Brittany Gold, Nicole Gold, Sandra Gold Claimant Lawyers(s): Ari Feldman Respondent(s): Wells Fargo Advisors, Jeffrey Doud, Jeffrey Forche, John Conlisk Respondent Lawyers(s): John Steven Conlisk, Nuviah Shirazi Arbitrator(s): James A. Blalock, Peter A. Goldman, Bernard Lieberman Hearing Site: New York, NY
| | Expungement |
15-00294 | 09/30/2016 | Claimant(s): Alba Pfeffer Claimant Lawyers(s): Alba T. Pfeffer Respondent(s): Andre Mirkine, Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Peter A. Goldman, Leona Beane, Tracey Scott Bernstein Hearing Site: New York, NY
| | $0 |
14-02749 | 05/06/2016 | Claimant(s): Global Medical Trans LLC. PSP Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Peter A. Goldman, Sanford S. Stevens, Robert Bartels Hearing Site: New York, NY
| | $0 |
12-00220 | 01/08/2016 | Claimant(s): Eugene Romaska, Pearl Romaska, The SEP IRA FBO Eugene J. Romaska, Eugene J. Romaska, Controlling Joint Ten Claimant Lawyers(s): W. Alexander Melbardis Respondent(s): Hemant Singh, Financial Network Investment Corporation Respondent Lawyers(s): Matthew Tracy, Philip L. Guarino Arbitrator(s): Peter A. Goldman, Oliver Wayne Williams, Ernesto V. Luzzatto Hearing Site: New York, NY
| | Expungement |
14-01626 | 01/08/2016 | Claimant(s): Michael Marcello Claimant Lawyers(s): Jenice L. Malecki Respondent(s): James Forsythe, Oppenheimer & Co.. Respondent Lawyers(s): Donald A. Corbett Arbitrator(s): Joseph J. Arata, Peter A. Goldman, Gelvin L. Stevenson Hearing Site: New York, NY
| | $0 |
10-04744 | 06/26/2015 | Claimant(s): Ontonimo (OMO) Limited Claimant Lawyers(s): Barry R. Lax Respondent(s): BNP Paribas Securities Corp. Respondent Lawyers(s): Harry Frischer Arbitrator(s): Peter A. Goldman, Ellyn S. Roth, Albert L. Akerman Hearing Site: New York, NY
| | $16,600,000 |
13-03098 | 06/06/2014 | Claimant(s): J.D. Nicholas & Associates. Claimant Lawyers(s): Ian J. Frimet Respondent(s): Michael Regina, Patrick Teutonico Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): Peter A. Goldman Hearing Site: New York, NY
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