Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00684 | 11/24/2020 | Claimant(s): John Stevens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Julie Marie Miller Hearing Site: Houston, TX | ||
| 20-00015 | 11/09/2020 | Claimant(s): Jonathan Lopez Claimant Lawyers(s): Tosh D Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 20-00482 | 10/12/2020 | Claimant(s): Robert Warther Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Kevin R. Zehe Hearing Site: Cleveland, OH | ||
| 19-01774 | 09/25/2020 | Claimant(s): Michael Stevens, Michael Stevens IRA Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC, Securities Service Network Respondent Lawyers(s): Christopher G. Lazirini, Jon D. Kaplon Arbitrator(s): David S. Eisenberg, Roger A. Geddes, Kenneth L. Mann Hearing Site: Phoenix, AZ |  | $0 |
| 19-02984 | 08/11/2020 | Claimant(s): Patricia Lopez Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | ||
| 19-03570 | 07/21/2020 | Claimant(s): Craig Nelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Robert E. Jenks Hearing Site: Las Vegas, NV | ||
| 19-02063 | 06/29/2020 | Claimant(s): Peter Neuberg Claimant Lawyers(s): Sharron E. Ash Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Bryan David Glass, Jay Alan Kranis, Ron Greenfield Hearing Site: Newark, NJ | ||
| 19-03369 | 06/12/2020 | Claimant(s): Craig Nelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Erik R. Siering Hearing Site: Las Vegas, NV | ||
| 19-02662 | 04/30/2020 | Claimant(s): Brian Groh Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 19-02337 | 02/18/2020 | Claimant(s): Joy Hurst Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA |