| 15-01424 | 10/21/2020 | Claimant(s): Ana Gonzalez, Rodrigo Freytes
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Carlos Seda, Oriental Financial Services Corp.
Respondent Lawyers(s): Carlos W. Seda, Pedro Hernandez-Freire
Arbitrator(s): Martin A. Feigenbaum, James W. Kerr, Bernard Travis Holmes
Hearing Site: San Juan, PR
|  | $42,871 |
| 17-01908 | 07/16/2019 | Claimant(s): Isabel Litovich-Quintana, Jose Torres
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Jill Pilgrim, Constance P. Barr, Irlanda Ruiz
Hearing Site: Miami, FL
| | $3,261,420 |
| 18-00215 | 07/10/2019 | Claimant(s): Linda Imperia, Luigi Imperia
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Marsha Matson, Stanley Zamor, Sidney J. Wartel
Hearing Site: Miami, FL
| | $0 |
| 16-02528 | 05/20/2019 | Claimant(s): Carmen Macias, Pedro Diez, Pedro Diez Macias, Vissepo & Diez Construction Corp., Diez Macias 1 Trust, Pefedima Trust
Claimant Lawyers(s): Jeffrey Erez, Lloyd R. Schewd
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Roger C. Benson, Mauricio Arcadier, Robert Stewart Barney
Hearing Site: San Juan, PR
| | $7,839,130 |
| 17-00765 | 02/13/2019 | Claimant(s): The Malave-Torres Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez-Freire
Arbitrator(s): Michael J. Ahlstrom, Cheryl E. Winton, Mark Ritchie
Hearing Site: San Juan, PR
| | Expungement |
| 16-03397 | 01/11/2019 | Claimant(s): Ana Bury, Ana Sepulveda, Ernest Bury Sepulveda, John Bury Garcia, John Bury Sepulveda, Mattew Bury Lugo, Patricia Bury Lugo, The Estate of John L. Bury Teasdale
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, Oriental Financial Services Corp.
Respondent Lawyers(s): Pedro Hernandez-Freire, Peter G. Neiman, Roberto C. Quinones
Arbitrator(s): James W. Geiger, Christine L. Stetson, Martin I Jaffe
Hearing Site: San Juan, PR
| | Expungement |
| 16-00715 | 06/22/2018 | Claimant(s): Alon Shaked, Elvira Corkidi, Jacobo Bender, Joel Bender, Lorraine Shaked, Raquel Bender, Salmon Abadi, Sara Bender, AC PR Investments LLC, Caribbean Retail Ventures., YY Children LLC, YY Family LLC, The Abadi Corkidi Family Trust, The Fideicomiso Jr Bender - 1, The Shaked Bender Children Trust, The Shaked Bender Family Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Guillermo J. Bobonis, Wes Holston
Arbitrator(s): Ron Pekoe, Don G Miller, John B. Sochacki
Hearing Site: San Juan, PR
| | $4,286,450 |
| 16-01829 | 05/23/2018 | Claimant(s): Bonnie Kaplan IRA, Eric Kaplan and Bonnie Kaplan JTWROS, E.Kaplan Ttee Multidisc.Bus. App. 401(k)
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky
Arbitrator(s): Richard J. Kaplan, Michael J. Quarequio, Sidney J. Wartel
Hearing Site: Boca Raton, FL
| | $862,117 |
| 17-00592 | 03/29/2018 | Claimant(s): Juan Medero-Fernandez, Maria Navedo, Juan Medero-Fernandez Retirement Plan
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Jaime H. Scivley, Roberto C. Quinones
Arbitrator(s): Robert J. Gregory, Alan C. Granath, Ronald L. Goss
Hearing Site: San Juan, PR
| | $1,880,000 |
| 14-01998 | 11/20/2017 | Claimant(s): James Farrant
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Candida Bobonis Roig, Dario Ochoa, Franco Fullana, Santander Securities LLC
Respondent Lawyers(s): Matthew E. Wolper, Sara Lydia Velez-Santiago
Arbitrator(s): James W. Geiger, Marc T. Danon, Ronald Charles Waters
Hearing Site: San Juan, PR
| | Expungement |
