| 18-04164 | 01/15/2019 | Claimant(s): Cathy Carter
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Gary Basralian
Respondent Lawyers(s): Gary John Basralian
Arbitrator(s): Steven T. Stern
Hearing Site: Manchester, NH
|  | $2,613,660 |
| 18-00654 | 09/14/2018 | Claimant(s): Jeffrey Oligny
Claimant Lawyers(s): Jeffrey Oligny
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Steven T. Stern
Hearing Site: Manchester, NH
| | $0 |
| 17-01973 | 03/29/2018 | Claimant(s): Gary Ghigliotti
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc., Wells Fargo Clearing Services
Respondent Lawyers(s): Jeremy S. Winer, Michael Naccarato
Arbitrator(s): Jim Geiger
Hearing Site: Manchester, NH
| | |
| 16-02566 | 10/13/2017 | Claimant(s): Scott Kudrick
Claimant Lawyers(s): Richard Slavin
Respondent(s): Realty Capital Securities
Respondent Lawyers(s): Michael Shuckerow
Arbitrator(s): Sharon L. Monroe, Robert E. Anderson, Frank E. Wolf
Hearing Site: Manchester, NH
| | |
| 15-01270 | 06/20/2017 | Claimant(s): Sally Boyle
Claimant Lawyers(s): Sally J. Boyle
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Sharon L. Monroe, Catherine Stewart, John Francis Markuns
Hearing Site: Manchester, NH
| | |
| 17-00363 | 06/19/2017 | Claimant(s): Kyle Kadish
Claimant Lawyers(s): Kyle Thomas Kadish
Respondent(s): Provasi Capital Partners LP
Respondent Lawyers(s): Thomas E. Reddin
Arbitrator(s): Robert E. Anderson
Hearing Site: Manchester, NH
| | |
| 15-00774 | 12/15/2016 | Claimant(s): George Farr, David P. Farr 2008 Revocable Trust, George I. Farr Revocable Trust, George I. Farr 2011 Irrevocable Trust, Judith A. Farr Revocable Trust, Norene Farr 2008 Revocable Trust
Claimant Lawyers(s): Peter R. Pendergast
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Eugene Tenenbaum, Sharon L. Monroe, John James McGovern
Hearing Site: Manchester, NH
| | Expungement |
| 15-02852 | 12/06/2016 | Claimant(s): George Fradette, Irene Fradette
Claimant Lawyers(s): Richard E. Fradette
Respondent(s): Ameriprise Financial Services., Michael Humphries
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Samuel H. Chorches
Hearing Site: Manchester, NH
| | Expungement |
| 15-01974 | 11/22/2016 | Claimant(s): Citizens Securities.
Claimant Lawyers(s): John K. Wells
Respondent(s): Michael Charest
Respondent Lawyers(s): Michael David Charest
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Manchester, NH
| | |
| 15-00762 | 10/13/2016 | Claimant(s): Tokena Corporation
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Next Financial Group.
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Robert Titus, Shari B. Broder, Richard E. Castiglioni
Hearing Site: Manchester, NH
| | Expungement |
