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FINRA Awards for Eugene Tenenbaum

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0077412/15/2016Claimant(s): George Farr, David P. Farr 2008 Revocable Trust, George I. Farr Revocable Trust, George I. Farr 2011 Irrevocable Trust, Judith A. Farr Revocable Trust, Norene Farr 2008 Revocable Trust
Claimant Lawyers(s): Peter R. Pendergast
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Eugene Tenenbaum, Sharon L. Monroe, John James McGovern
Hearing Site: Manchester, NH
Checkmark IconExpungement
08-0162104/24/2009Claimant(s): Richard Soucy
Claimant Lawyers(s): Richard K Soucy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Julie C. Webb
Arbitrator(s): Eugene Tenenbaum, Elizabeth K. Norsworthy, Philip S. Wellman
Hearing Site: Manchester, NH

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