| 16-00922 | 09/12/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Russell Goldstein
Respondent Lawyers(s): Russell Lee Goldstein
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | |
| 15-02710 | 08/05/2016 | Claimant(s): Ronald Judd
Claimant Lawyers(s): Michael R. Schmidt
Respondent(s): Morgan Stanley, Max Van Benschoten, Ronny Bass
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Lisa Shusterman, Linda M. Foster-Wells, Gerald W. Hepp
Hearing Site: Cincinnati, OH
|  | Expungement |
| 14-01241 | 12/03/2015 | Claimant(s): James Price
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Morgan Stanley, Philip Curran
Respondent Lawyers(s): Gregory B. Simon, Melissa M. Muehlfeld
Arbitrator(s): James D. Knotter, Vytas Tarulis, Edward H. Davis
Hearing Site: San Diego, CA
| | $0 |
| 14-00468 | 03/09/2015 | Claimant(s): Alek Jakich, Eva Leinweber
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
| | $0 |
| 12-02355 | 09/27/2013 | Claimant(s): Chantel Hopping, Tom Hopping
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Morgan Stanley, Richard Bowling
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): James L. Karpen, George E. White, Stephen D Kursman
Hearing Site: Detroit, MI
| | Expungement |
| 10-02424 | 09/18/2013 | Claimant(s): The Police and Fire Retirment System
Claimant Lawyers(s): Michael J. Sheehan
Respondent(s): Glenn Murray, Citigroup Global Markets., John Giampetroni, Morgan Stanley, GSC CDO, L.L.C., GSC PARTNERS CDO INVESTORS II, L.P., GSC PARTNERS CDO INVESTORS, GSCP (NJ) L.P., Morgan Stanley Dean Witter
Respondent Lawyers(s): Daniel A. Ross, Gregory B. Simon, Rawn Howard Reinhard, Stefan R. Dandelles
Arbitrator(s): Richard C. Vanden Brul, Stephen D Kursman, Gerald W. Hepp
Hearing Site: Detroit, MI
| | $0 |
| 12-00306 | 03/05/2013 | Claimant(s): Charles W. Stager Trust B
Claimant Lawyers(s): Wendy Stager
Respondent(s): Frederick Walker
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Charlotte, NC
| | $25,704 |
| 11-04250 | 01/23/2013 | Claimant(s): Morgan Stanley, Morgan Stanley FA Notes Holdings
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Jerry Truman
Respondent Lawyers(s): John M. Fedders
Arbitrator(s): Louis Paul Sitnik, Stephany Adriene Watson, Edward Houry
Hearing Site: Washington, DC
| | $0 |
| 11-01411 | 11/26/2012 | Claimant(s): James Berggren, Patricia Berggren
Claimant Lawyers(s): James J. Moylan
Respondent(s): Hugo Long, Morgan Stanley & Co.
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Robert C. Bonges, Robert S. Sugarman, Ronald A. Lavery
Hearing Site: Chicago, IL
| | $52,065 |
| 11-00741 | 05/18/2012 | Claimant(s): Michael Mosesson
Claimant Lawyers(s): James A. McGurk
Respondent(s): Morgan Stanley, Cedar Creek Securities.
Respondent Lawyers(s): Gregory B. Simon, James A. McGurk
Arbitrator(s): Jerry D. Mc Cormack, P. J. Boylan, Deborah Jervis Fabritz
Hearing Site: Milwaukee, WI
| | $0 |
