| 21-02456 | 02/02/2022 | Claimant(s): Robert Clear
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
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| 21-00499 | 12/17/2021 | Claimant(s): Jared Friedman
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): IFS Securities.
Respondent Lawyers(s): Joquinn T. Sadler
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
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| 21-00313 | 12/02/2021 | Claimant(s): Daniel Massry, Iris Massry, Isaac Massry, Linda Massry, Marilyn Massry, Mark Massry, Rochelle Massry, Danmas
Claimant Lawyers(s): Michael Hill
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Robert E. Anderson, Sam Antar, Martin R. Cramer
Hearing Site: Jersey City, NJ
|  | Expungement |
| 21-01329 | 11/24/2021 | Claimant(s): Goran Bojovski
Claimant Lawyers(s): Robert E. Goldberg
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Maria V. Martin
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
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| 21-01064 | 11/22/2021 | Claimant(s): Molly Rambo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Waddell & Reed
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Robert E. Anderson
Hearing Site: Providence, RI
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| 20-02384 | 11/16/2021 | Claimant(s): David Holtz
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
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| 21-01751 | 11/12/2021 | Claimant(s): Bradley Tiche
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Jeanette E. Dennis
Arbitrator(s): Robert E. Anderson
Hearing Site: Pittsburgh, PA
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| 21-00484 | 10/27/2021 | Claimant(s): Eddie Ghabour
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equity Services.
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
| | |
| 21-00897 | 10/20/2021 | Claimant(s): Thomas Cosinuke
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Robert E. Anderson
Hearing Site: Montpelier, VT
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| 21-00363 | 10/04/2021 | Claimant(s): Mihir Patel
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Preston Martin
Arbitrator(s): Richard W. Cutler, Robert E. Anderson, Jonathan Ashley Pomeroy
Hearing Site: New York, NY
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