| 12-00363 | 05/01/2014 | Claimant(s): Albertus Niehuis, Andrea Niehuis, ARI - OP 18, TIC SHS Pittsburgh 2, TIC TPS Portland 3
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Walter J. Huntley, Joseph M. O'Connor, Adrian Alec Colley
Hearing Site: San Francisco, CA
|  | $1,165,880 |
| 13-00213 | 04/29/2014 | Claimant(s): Joseph Loprieato, Peggy Loprieato
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Michael J. Fish, Arocles Aguilar, Roger Donald Bolgard
Hearing Site: San Francisco, CA
| | Expungement |
| 12-04225 | 04/23/2014 | Claimant(s): Armando Palomino
Claimant Lawyers(s): Amiel L. Wade
Respondent(s): Wells Fargo Advisors, Mark Nance, Rebecca Emanuel, Wells Fargo Bank
Respondent Lawyers(s): Eric M. Steinert
Arbitrator(s): Herb Schwartz, Juleanne A. Thiebaut, Jonathan H. Krotinger
Hearing Site: San Francisco, CA
| | |
| 13-01812 | 04/10/2014 | Claimant(s): Ben Rosenfeld
Claimant Lawyers(s): Ben Rosenfeld
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
| | $0 |
| 12-00284 | 04/02/2014 | Claimant(s): Robert Bennett, William Bennett, The Bennett Family Trust - 1989
Claimant Lawyers(s): A. Emory Wishon, Fatima Gioletti, Roger M. Schrimp
Respondent(s): Gary Reed, Jeffery Brookshire, Margaret Bennett, Mark Shoemaker, First Allied Securities., Reed, Shoemaker and Brookshire.
Respondent Lawyers(s): Dirk B. Paloutzian, Jeffrey Compton
Arbitrator(s): Peter H. Daly, Nancy A. Yonge, Zachary Scott Rigdon
Hearing Site: San Francisco, CA
| | Expungement |
| 13-02858 | 04/01/2014 | Claimant(s): Mark Cote
Claimant Lawyers(s): Mark Cote
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
| | $0 |
| 10-04109 | 03/31/2014 | Claimant(s): Lehman Brothers Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Christopher Clifford
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Gary A. Hooker, Sterling N. Frost, Michael J. Fish
Hearing Site: San Francisco, CA
| | |
| 13-00119 | 03/27/2014 | Claimant(s): David de Groot
Claimant Lawyers(s): Ross Edouard Mitchell
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Val D. Hornstein
Hearing Site: San Francisco, CA
| | $11,023 |
| 13-00949 | 03/14/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Benjamin W. White
Respondent(s): Adorean Boleancu
Respondent Lawyers(s): Adorean Boleancu
Arbitrator(s): Jane Bradley
Hearing Site: San Francisco, CA
| | |
| 13-01918 | 03/13/2014 | Claimant(s): Robert Cheatham
Claimant Lawyers(s): Robert N. Cheatham
Respondent(s): Blaylock Robert Van
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
| | |
