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FINRA Awards for Leon Fox

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Displaying 21-30 out of 51 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0147403/24/2021Claimant(s): Cynthia Gruchalski
Claimant Lawyers(s): Timothy J. Andringa
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
Checkmark Icon$35,225
20-0114112/11/2020Claimant(s): Steven Hooyman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Baker Tilly Capital
Respondent Lawyers(s): Matthew C. Boba
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
19-0229703/30/2020Claimant(s): Michael Kramer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): B. C. Ziegler And Company
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
19-0289201/13/2020Claimant(s): Mark Zaharski
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
19-0076112/11/2019Claimant(s): Kelly Daniels
Claimant Lawyers(s): Gregory Simon
Respondent(s): Edward Jones
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
19-0102711/01/2019Claimant(s): Matthew Lemke
Claimant Lawyers(s): John A. Dienner
Respondent(s): Karen Cwichon
Respondent Lawyers(s): Karen M. Cwichon
Arbitrator(s): Michael S. Matek, Theodore W. Wrobleski, Leon Fox
Hearing Site: Chicago, IL
Checkmark IconExpungement
18-0342704/03/2019Claimant(s): Dennis Ryan
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): World Equity Group.
Respondent Lawyers(s): Christopher Cokinis
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
18-0293202/25/2019Claimant(s): Andrew Wiziarde
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): B. C. Ziegler And Company
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
18-0230901/21/2019Claimant(s): Carolyn Song-Pegg
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Matthew R. Byrne
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
18-0134411/09/2018Claimant(s): Daniel Aiken
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): B. C. Ziegler And Company
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI

51 Results

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