| 19-00169 | 01/08/2020 | Claimant(s): James Zahakos
Claimant Lawyers(s): Michael Bessette
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul A. Yarns
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | |
| 18-03253 | 10/15/2019 | Claimant(s): David Beach
Claimant Lawyers(s): David Martin Beach
Respondent(s): Stewart Lampert, Lampert Capital Markets Inc.
Respondent Lawyers(s): Stewart Randy Lampert
Arbitrator(s): Julian F. Santos, Sandra J. Mullings, Kathleen Cawley
Hearing Site: New York, NY
| | |
| 18-02095 | 07/15/2019 | Claimant(s): Anna Tedesco, Michael Tedesco
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Jay Ambroson, Matthew Eckstein
Respondent Lawyers(s): Charles R. Jacob, Matthew Evan Eckstein
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
|  | $1,319,080 |
| 18-04117 | 06/27/2019 | Claimant(s): Robert Greenwell
Claimant Lawyers(s): Robert S. Greenwell
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | $15,806 |
| 17-00057 | 05/07/2019 | Claimant(s): Anna Winderbaum, Joseph Lerner
Claimant Lawyers(s): Robert R. Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Victoria Sloan Lin
Arbitrator(s): Martin Izaak, Sandra J. Mullings, Douglas F. Stone
Hearing Site: New York, NY
| | |
| 17-01540 | 01/09/2019 | Claimant(s): Daniel Breen
Claimant Lawyers(s): Steven Paradise
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Sandra J. Mullings, Laura Carraher, Theodore A Levine
Hearing Site: New York, NY
| | |
| 18-01080 | 12/12/2018 | Claimant(s): Jeremy Paul
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., National Planning Corporation, Walnut Street Securities.
Respondent Lawyers(s): Christina Vourakis, David I. Hantman, Scott Forbush
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | |
| 18-00278 | 10/16/2018 | Claimant(s): Christopher Faggioni
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | |
| 17-02104 | 06/26/2018 | Claimant(s): Leslie and Joel Greenberg
Claimant Lawyers(s): Joel M. Greenberg
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Davidson, Merrill Lynch Wealth Management
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Sandra J. Mullings, Michael J. Maran, John J. Vesey
Hearing Site: New York, NY
| | $0 |
| 17-00145 | 02/08/2018 | Claimant(s): Carol Silverman
Claimant Lawyers(s): Joseph E. Gasperetti
Respondent(s): Nina Schurz, Raymond, James & Associates.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Pamela H. Roderick, Sandra J. Mullings, Sheryl E. Elias
Hearing Site: New York, NY
| | |
