| 18-01862 | 01/31/2019 | Claimant(s): Kai Chen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
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| 18-02084 | 01/17/2019 | Claimant(s): Darren Edwards
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
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| 17-01277 | 11/05/2018 | Claimant(s): Nicholas Finn
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Victoria J. Kehoe
Arbitrator(s): Pamela H. Roderick, Joan M. Traub, Joseph Leo Calabrese
Hearing Site: New York, NY
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| 16-03065 | 10/10/2018 | Claimant(s): Brian Chilton
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): J. William Cook
Arbitrator(s): Richard J. Grahn, Howard N. Gorney, Jeffrey Neil Fink
Hearing Site: Boston, MA
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| 18-00250 | 10/08/2018 | Claimant(s): George Schietinger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Karimu F. Hill-Harvey
Hearing Site: New York, NY
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| 16-03686 | 07/31/2018 | Claimant(s): Claire Scalzo, Louis Scalzo, Louis Scalzo Family Marital DED Trust, Scalzo Family Bypass Trust, Scalzo Survivors Trust
Claimant Lawyers(s): Jeffrey Pederson, Richard A. Nervig
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): David H. S. Commins, George King, Val D. Hornstein
Hearing Site: San Francisco, CA
|  | Expungement |
| 16-03360 | 06/27/2018 | Claimant(s): Daniel Malone
Claimant Lawyers(s): Benjamin D. Weisenberg
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Peter L. Altieri
Arbitrator(s): Sandra D. Parker, Nancy Kramer, Adam J. Ciffone
Hearing Site: New York, NY
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| 17-02023 | 04/05/2018 | Claimant(s): Norman Epstein
Claimant Lawyers(s): Nicolis Singer
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
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| 16-00551 | 08/09/2016 | Claimant(s): Eric Berger
Claimant Lawyers(s): Ted Poretz
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Martin Jay Siegel, Arnold Wagner, Annamaria Boccia Smith
Hearing Site: New York, NY
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| 15-01276 | 01/12/2016 | Claimant(s): Jerry Stroud
Claimant Lawyers(s): Frank J. Cuccio
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Sandra D. Parker, James S. Hazard, John K. Evans
Hearing Site: New York, NY
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