Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02669 | 06/03/2021 | Claimant(s): William Herf Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Paul Klein Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 20-03500 | 06/02/2021 | Claimant(s): Galit Dermer Trust, Galit Dermer Trustee Claimant Lawyers(s): Michael S. Hill Respondent(s): Laurence Goldstein, First Financial Equity Corporation Respondent Lawyers(s): Jason L. Cassidy Arbitrator(s): Donald Dreyfus Hearing Site: Phoenix, AZ |  | Expungement |
| 20-00220 | 05/28/2021 | Claimant(s): Stephen M. Salka Declaration of Trust Claimant Lawyers(s): Alan Baskin Respondent(s): Frank Calise Respondent Lawyers(s): Chad R. Kaffer Arbitrator(s): Marc Kalish Hearing Site: Phoenix, AZ | | Expungement |
| 20-01486 | 05/27/2021 | Claimant(s): Orion Willis Claimant Lawyers(s): Jennifer P. Ferrar Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael T. West Arbitrator(s): Roger A. Geddes Hearing Site: Phoenix, AZ | ||
| 19-03494 | 05/21/2021 | Claimant(s): Mahes Prasad Claimant Lawyers(s): Alan Baskin Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Retta A. Miller Arbitrator(s): Barbara M. Zak Hearing Site: Phoenix, AZ | ||
| 20-02677 | 05/21/2021 | Claimant(s): Seth Henrie Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff Palmer Arbitrator(s): Erik R. Siering Hearing Site: Phoenix, AZ | ||
| 20-03762 | 05/21/2021 | Claimant(s): Samuel Hall Claimant Lawyers(s): Samuel Hall Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Robert Dean McKinley Hearing Site: Phoenix, AZ | ||
| 20-02697 | 05/19/2021 | Claimant(s): Jason Freiwald Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Waddell & Reed Respondent Lawyers(s): Eric D. Martin Arbitrator(s): Marc Kalish Hearing Site: Phoenix, AZ | ||
| 20-02946 | 05/18/2021 | Claimant(s): Matthew Williams Claimant Lawyers(s): Stephan Louviere Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Louis M. Parker, Denis Frank, Carrie Lynette Thompson Jones Hearing Site: Phoenix, AZ | ||
| 19-01888 | 05/18/2021 | Claimant(s): Amy Toliver, Cynthia Toliver, Janet Narduzzi Claimant Lawyers(s): Stephen C. Mouritsen Respondent(s): John Arnold, AXA Advisors Respondent Lawyers(s): Daniela Paez, Nancy L. Hendrickson Arbitrator(s): Jay H. Feldstein, David S. Eisenberg, Kenneth L. Mann Hearing Site: Phoenix, AZ | | Expungement |