| 17-03259 | 06/06/2018 | Claimant(s): Darren Wright
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Jerry H. Friedland
Hearing Site: Phoenix, AZ
| | |
| 16-03162 | 06/04/2018 | Claimant(s): First Command Financial Planning.
Claimant Lawyers(s): Karen C. Denney
Respondent(s): John Velez
Respondent Lawyers(s): Cody L. Towns
Arbitrator(s): Frank R. Mead, Roger A. Geddes, Stephen David Bauer
Hearing Site: Phoenix, AZ
| | |
| 17-00154 | 05/22/2018 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Matthew P. Fischer
Respondent(s): Eric Harding
Respondent Lawyers(s): Eric Wayne Harding
Arbitrator(s): Paul A. Cash, Timothy J. Kroll, Stephen Arthur Caine
Hearing Site: Phoenix, AZ
| | |
| 16-01255 | 05/21/2018 | Claimant(s): Cameron Eskandari
Claimant Lawyers(s): Jon-Jorge Aras
Respondent(s): Jamie Bennett, Kevin Loud, Silber Bennett Financial.
Respondent Lawyers(s): Scott E. Rahn
Arbitrator(s): James E. Stark, Virginia H. Wertz, Roger A. Geddes
Hearing Site: Phoenix, AZ
| | |
| 17-02935 | 05/03/2018 | Claimant(s): Rebecca Kennell
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler
Arbitrator(s): W. Michael Kelley
Hearing Site: Phoenix, AZ
| | |
| 13-01388 | 04/18/2018 | Claimant(s): Hopi Tribe
Claimant Lawyers(s): Norberto J. Cisneros
Respondent(s): David Boling, James Roy, Carolina Capital Markets.
Respondent Lawyers(s): Joseph L. Hood, Thomas G. Shugrue
Arbitrator(s): Marc Kalish
Hearing Site: Phoenix, AZ
|  | $2,013,780 |
| 13-03504 | 04/17/2018 | Claimant(s): Hopi Tribe
Claimant Lawyers(s): Norberto J. Cisneros
Respondent(s): David Boling, James Roy
Respondent Lawyers(s): Joseph L. Hood
Arbitrator(s): Robert S. McConnell, Jay Lawrence Witkin, Donald Dreyfus
Hearing Site: Phoenix, AZ
| | $15,000 |
| 17-03195 | 04/11/2018 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Bryce Shelman
Respondent(s): Richard Blythe
Respondent Lawyers(s): Bruce R. Heurlin
Arbitrator(s): Steven M. Guttell
Hearing Site: Phoenix, AZ
| | |
| 16-02247 | 02/16/2018 | Claimant(s): Robert and Cherie Kirk
Claimant Lawyers(s): Robert D. Kirk
Respondent(s): Brian Filizetti, Debra Underwood, Kyle Edsall, Lisa Lawrence, Invest Financial Corporation, Thomas Martell
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Timothy J. Kroll, Donald Dreyfus, Delores Manwar
Hearing Site: Phoenix, AZ
| | Expungement |
| 16-02691 | 02/06/2018 | Claimant(s): Corbett LaDuke, Matthew Phillips
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): L. Eric Dowell
Arbitrator(s): Donald Dreyfus, John H. Fearnow, Alan Peter Scherer
Hearing Site: Phoenix, AZ
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