| 17-01766 | 05/03/2019 | Claimant(s): Schneider Family Limited Partnership LLP
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Matthew Broccolo
Arbitrator(s): George W. Harding, Brian W Yee, Kenneth L. Mann
Hearing Site: Phoenix, AZ
|  | $0 |
| 18-03073 | 03/25/2019 | Claimant(s): William Ferguson
Claimant Lawyers(s): William Dean Ferguson
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Merton E. Marks
Hearing Site: Phoenix, AZ
| | |
| 18-02640 | 03/07/2019 | Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): Wendy L. Schueller
Respondent(s): Robert Church
Respondent Lawyers(s): Robert Clarke Church
Arbitrator(s): Paul A. Cash
Hearing Site: Phoenix, AZ
| | |
| 18-02514 | 03/01/2019 | Claimant(s): Orion Willis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Invest Financial Corporation, Centaurus Financial.
Respondent Lawyers(s): Michael Leahy, Scott R. Forbush
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | |
| 18-00434 | 02/26/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Joshua Bliss
Respondent Lawyers(s): Joshua Christopher Bliss
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
| | |
| 18-02712 | 02/25/2019 | Claimant(s): Bert Cooper
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services., WFG Investments.
Respondent Lawyers(s): Davis Williams, Stanton A. Fears
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | |
| 17-01749 | 02/15/2019 | Claimant(s): Timothy Ruecker
Claimant Lawyers(s): Henry M Stein
Respondent(s): Jennifer Funke, Patrick Funke
Respondent Lawyers(s): Charles M. Callahan
Arbitrator(s): James M. Rapisarda, Donald Dreyfus, Ernst Janensch
Hearing Site: Phoenix, AZ
| | |
| 17-00246 | 02/14/2019 | Claimant(s): Walter Ryan
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): William M. Howard, Sheila Grinell, Kenneth L. Mann
Hearing Site: Phoenix, AZ
| | Expungement |
| 18-01875 | 02/12/2019 | Claimant(s): Gary Deardorff
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Kenneth L. Mann
Hearing Site: Phoenix, AZ
| | |
| 18-00452 | 01/07/2019 | Claimant(s): Melissa Eaves, Rodney Eaves
Claimant Lawyers(s): Paul A. Conant
Respondent(s): First Financial Equity Corporation
Respondent Lawyers(s): Kevin R. Heaphy
Arbitrator(s): Maureen Beyers, Richard Marc Weinroth, Renee Bryna Gerstman
Hearing Site: Phoenix, AZ
| | $1,050,860 |
