| 15-00485 | 01/26/2018 | Claimant(s): Michael Kouromihelakis
Claimant Lawyers(s): Anthony J. Pantuso
Respondent(s): Hartford Fire Insurance Company
Respondent Lawyers(s): Miguel A. Escalera
Arbitrator(s): Melinda S. Milberg, Henry Theodore Vogt, Patrick R. Westerkamp
Hearing Site: Hartford, CT
| | |
| 17-00775 | 12/08/2017 | Claimant(s): Barry Johnson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): G. R. Phelps & Co..
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Diane Ciccone
Hearing Site: Hartford, CT
| | |
| 17-02168 | 11/29/2017 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill Clarke
Respondent(s): James Pettit
Respondent Lawyers(s): James Albert Pettit
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
| | |
| 17-00901 | 11/22/2017 | Claimant(s): Victoria Mueller
Claimant Lawyers(s): Alvin L. Fishman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Edward Blumstein, Lucia A. Aschettino, Melanie Merchant Cunningham
Hearing Site: Hartford, CT
| | |
| 16-01538 | 11/22/2017 | Claimant(s): Martha Simkovitz
Claimant Lawyers(s): Sabato P. Fiano
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Jeffrey Miller, Morgan Stanley & Co..
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Philip S. Walker, Mae A. Brudner, Sean Alan D'Amico
Hearing Site: Hartford, CT
|  | $209,775 |
| 15-03021 | 11/09/2017 | Claimant(s): Mark Zigmont
Claimant Lawyers(s): Mark Tomas Zigmont
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Rosemary S. Gousman
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
| | |
| 17-00379 | 10/04/2017 | Claimant(s): David Hartmann
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): James Schwartz, Steven Luftschein
Respondent Lawyers(s): Steven Robert Luftschein
Arbitrator(s): Kathleen Hoey Gorr
Hearing Site: Hartford, CT
| | $0 |
| 17-00506 | 07/25/2017 | Claimant(s): Larisa Gromyko
Claimant Lawyers(s): Larisa Gromyko
Respondent(s): Jason Boothroyd, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Lauren A. Stagnone
Arbitrator(s): Robert L. Chase
Hearing Site: Hartford, CT
| | $21,775 |
| 16-01234 | 07/17/2017 | Claimant(s): Alan Rosenthal Family Trust
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Wells Fargo Advisors, Russell Blum
Respondent Lawyers(s): Deirdre C. Wolff, Russell Scott Blum
Arbitrator(s): Edward W. Morris
Hearing Site: Hartford, CT
| | Expungement |
| 16-00652 | 05/04/2017 | Claimant(s): Gary Masi
Claimant Lawyers(s): Adam Gana
Respondent(s): Longship Alternative Asset Management, Tradition Asiel Securities Inc.
Respondent Lawyers(s): Donald N. Cohen, Martin P. Unger
Arbitrator(s): Steven R. Rolnick, Sean Michael Peoples, Mae A. Brudner
Hearing Site: Hartford, CT
| | Dismissed by Rule 12504 |
