Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01007 | 04/29/2019 | Claimant(s): Carpenter Law Firm Defined Benefit Plan Claimant Lawyers(s): Gail E. Boliver Respondent(s): Morgan Stanley & Co., Michael Canney Respondent Lawyers(s): Jeffrey S. Jacobi Arbitrator(s): Lawrence R. Rute, Gerald W. Hepp, Brett Coonrod Hearing Site: Des Moines, IA |  | $464,813 |
| 18-01533 | 04/23/2019 | Claimant(s): Eric Baho Claimant Lawyers(s): Eric Baho Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Melissa H. Shea Arbitrator(s): Stephen D. Arkwright, Gerald W. Hepp, Timothy Guerriero Hearing Site: Detroit, MI | | Expungement |
| 18-02383 | 04/10/2019 | Claimant(s): Lauren Gidley Claimant Lawyers(s): Tosh D Grebenik Respondent(s): First Allied Securities. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Gerald W. Hepp Hearing Site: Buffalo, NY | ||
| 18-02634 | 02/01/2019 | Claimant(s): Cynthia Colonna, Richard Colonna Claimant Lawyers(s): Timothy Feil Respondent(s): Roger Faubel Respondent Lawyers(s): Roger Charles Faubel Arbitrator(s): Gerald W. Hepp Hearing Site: Cleveland, OH | | $21,205 |
| 17-01897 | 08/06/2018 | Claimant(s): Dawn Gray Claimant Lawyers(s): Dawn Gray Respondent(s): Jason Exley, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Gerald W. Hepp Hearing Site: Minneapolis, MN | | Expungement |
| 17-01662 | 04/27/2018 | Claimant(s): Todd Barden Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Cheryl Howard Arbitrator(s): Gerald W. Hepp Hearing Site: Milwaukee, WI | ||
| 17-01960 | 04/06/2018 | Claimant(s): John Long Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Berthel, Fisher & Company Financial Serv Respondent Lawyers(s): Shelley Davenport Arbitrator(s): Gerald W. Hepp Hearing Site: Des Moines, IA | ||
| 16-00600 | 04/28/2017 | Claimant(s): Randall Fath Claimant Lawyers(s): Randall E. Fath Respondent(s): OneAmerica Securities. Respondent Lawyers(s): Julie Wilson Portera Arbitrator(s): John F. Burns, Gerald W. Hepp, Peter Brooker Hearing Site: Cincinnati, OH | ||
| 16-00691 | 02/17/2017 | Claimant(s): Daniel Murphy Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Michael W. Knapp 1997 Irrevocable Tust Respondent Lawyers(s): Joann Knapp Arbitrator(s): Gerald W. Hepp Hearing Site: Detroit, MI | Expungement | |
| 16-00893 | 10/26/2016 | Claimant(s): Anthony Bacarella Claimant Lawyers(s): Jonathan D. Sweik Respondent(s): Alexander Brikoff, Brikoff Properties Respondent Lawyers(s): Alexander Brikoff Arbitrator(s): Gerald W. Hepp Hearing Site: Detroit, MI | Expungement |