Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00840 | 02/14/2023 | Claimant(s): Christopher Falconer Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Jack Friedman, Sandra Holtzman, Marc B Adelman Hearing Site: Jersey City, NJ | ||
| 22-01621 | 01/31/2023 | Claimant(s): JBJ Financial LLC DBA MassMutual TriStat Claimant Lawyers(s): Brian Singleton Respondent(s): John Goodwin Respondent Lawyers(s): John Knox Goodwin Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ | ||
| 21-02942 | 01/05/2023 | Claimant(s): Christina Vozzo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Stacey Schmidt Arbitrator(s): Catherine Stewart Hearing Site: Jersey City, NJ | ||
| 22-02294 | 12/09/2022 | Claimant(s): John Tsoukalas Claimant Lawyers(s): Jennifer Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Burke Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | ||
| 22-02135 | 12/05/2022 | Claimant(s): Harrison Hoyes Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Charlotte S. Wolfe Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | ||
| 20-01353 | 12/02/2022 | Claimant(s): Louis Barrood Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Jason O. Billy Arbitrator(s): Michael Fischetti, Edith M. Novack, Beverly Ann Williams Hearing Site: Jersey City, NJ |  | $0 |
| 22-02288 | 11/21/2022 | Claimant(s): Joseph Rodriguez Claimant Lawyers(s): Jennifer Woods Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Woods Burke Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | ||
| 22-02286 | 11/18/2022 | Claimant(s): William Hennion Claimant Lawyers(s): Jennifer Woods Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Jennifer Woods Burke Arbitrator(s): Sam Antar Hearing Site: Jersey City, NJ | ||
| 22-01011 | 10/21/2022 | Claimant(s): James Leo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PNC Brokerage Corp Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Edith M. Novack Hearing Site: Jersey City, NJ | ||
| 22-01044 | 10/13/2022 | Claimant(s): Maxine Kovalkoski, Paul Kovalkoski Claimant Lawyers(s): Alex E. Rogers Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | | Expungement |