Potomac Analytics' Logo

FINRA Awards for Leonard E. Benade

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 21-30 out of 31 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0347211/15/2011Claimant(s): Daniel Hardy, Mary Spivey, Estate of Daniel Thomas Hardy, III, Estate of Susan Hardy Killgore
Claimant Lawyers(s): James F. Willeford, Jessica M. Vasquez
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Leonard E. Benade, Dale A. Kaliszeski, Simeon B. Reimonenq
Hearing Site: New Orleans, LA
Checkmark IconExpungement
10-0148206/30/2011Claimant(s): Denice Niethammer
Claimant Lawyers(s): Denice Niethammer
Respondent(s): Robert Roth, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Leonard E. Benade
Hearing Site: Charlotte, NC
Checkmark IconExpungement
10-0079009/14/2010Claimant(s): George M. Hunley, Jr. and Ada M. Hunley
Claimant Lawyers(s): George M. Hunley
Respondent(s): Stewart Fisher, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Leonard E. Benade
Hearing Site: Charlotte, NC
Checkmark Icon$425
09-0436107/14/2010Claimant(s): Arthur Ruiz Jr. and Patty Ruiz
Claimant Lawyers(s): Arthur Ruiz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Leonard E. Benade
Hearing Site: New Orleans, LA
Checkmark Icon$150
08-0049906/01/2010Claimant(s): Elizabeth Fowler
Claimant Lawyers(s): Kirk Reasonover
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Andrea Morgan Greene
Arbitrator(s): Leonard E. Benade, Michael T. Nobile, Howard R. Gaines
Hearing Site: New Orleans, LA
Checkmark Icon$70,000
09-0142503/23/2010Claimant(s): Earl Smith
Claimant Lawyers(s): John C. Randall
Respondent(s): Brian Fehr, Donna Givner, TD Ameritrade.
Respondent Lawyers(s): Amanda G. Ray
Arbitrator(s): Leonard E. Benade, Robert P. Porter, David P. McDuffee
Hearing Site: Raleigh, NC
Checkmark Icon$0
09-0079612/21/2009Claimant(s): Estate of Peter W. Roslund
Claimant Lawyers(s): David C. Berman
Respondent(s): J.P. Morgan Securities, Stephen Gabriel
Respondent Lawyers(s): Eugene L. Small, Ronald P. Kane
Arbitrator(s): Leonard E. Benade, W. Wells Van Pelt, John R. Morris
Hearing Site: Charlotte, NC
Checkmark IconStipulated Award and Expungement
08-0375304/01/2009Claimant(s): Pointe Capital.
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): TB Architecture, APC
Respondent Lawyers(s): Cory B. Wilson
Arbitrator(s): Leonard E. Benade
Hearing Site: Jackson, MS
Checkmark Icon$0
08-0088202/06/2009Claimant(s): Edward Francis Spencer Revocable Trust
Claimant Lawyers(s): Gene E. Mitchell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Gary S. Jefferson, Leonard E. Benade, Donald Milo Helton
Hearing Site: New Orleans, LA
Checkmark Icon$0
06-0292109/24/2007Claimant(s): Jennifer Smith
Claimant Lawyers(s): Hans H. Huang
Respondent(s): Chris Suarez, Ryan Ku, Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn, Ryan H. Ku
Arbitrator(s): John R. Canada, Leonard E. Benade, David P. McDuffee
Hearing Site: Raleigh, NC
Checkmark IconSettlement

31 Results

Display: