| 16-03133 | 05/26/2017 | Claimant(s): Paul McIntyre
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Samuel L. McClaren
Hearing Site: Denver, CO
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| 15-00777 | 01/23/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Jeffrey Smith
Respondent Lawyers(s): Jeffrey H. Smith
Arbitrator(s): Richard E. Lauziere, Glenn H. Catalano, David Paul Clark
Hearing Site: Norfolk, VA
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| 16-01019 | 11/08/2016 | Claimant(s): Kenneth Mathieson
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
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| 16-00191 | 06/16/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hld
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Scott Alcus
Respondent Lawyers(s): Scott Patrick Alcus
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Miami, FL
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| 15-00275 | 05/02/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Jason Dudley
Respondent Lawyers(s): Jason Loy Dudley
Arbitrator(s): Robert H. Putnam, Deborah A. Jackson, Julieta L Smith
Hearing Site: Atlanta, GA
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| 14-02717 | 01/29/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Gavin Natelli
Respondent Lawyers(s): John P. Nulty
Arbitrator(s): Linda J. Baer, Edward W. Morris, Michael Joseph Mignano
Hearing Site: Newark, NJ
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| 15-01972 | 12/31/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): William Siegel
Respondent Lawyers(s): William V. Siegel
Arbitrator(s): S. Charles Tabak
Hearing Site: New York, NY
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| 15-00977 | 09/22/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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| 13-00486 | 10/21/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Brian Burns, Christopher Kete, Michael Marchiano, William Shinners
Respondent Lawyers(s): Alan S. Brodherson, Michael S. Kasanoff
Arbitrator(s): Mitchell S. Friedman, Bertrand M. Lanchner, Chris P. Drucker
Hearing Site: Newark, NJ
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| 14-01196 | 09/25/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Vladimir Eydelman
Respondent Lawyers(s): Vladimir Eydelman
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
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