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FINRA Awards for Michael J. Quarequio

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Displaying 11-17 out of 17 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0200505/31/2013Claimant(s): Estelle Mellow
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Investacorp.
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): Gary M. Landau, Kimberly A. Gilmour, Michael J. Quarequio
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
11-0150611/21/2012Claimant(s): Helen D. Ross, FBO IRA, Ronald J. Ross, MD FBO IRA
Claimant Lawyers(s): Michael Kalmus
Respondent(s): Christopher Prassas, Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Ellen Sessions
Arbitrator(s): Stan West, Michael J. Quarequio, David Gerber
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
08-0156605/23/2011Claimant(s): Frank Rodriguez, Susan Rodriguez, Frank/Susan Rodriguez for Alexandra, et.
Claimant Lawyers(s): David Chacin, Frank Rodriguez
Respondent(s): Kenneth Brown, K.W. Brown Investments, Wendy Brown
Respondent Lawyers(s): Mark David Hunter, Michael S. Hill, Russell L. Forkey
Arbitrator(s): Donald M. Homer, Michael J. Quarequio, Robert M. Schwedel
Hearing Site: Boca Raton, FL
Checkmark Icon$520,353
10-0356802/22/2011Claimant(s): Sheldon Teichman & Karen Teichman
Claimant Lawyers(s): Sheldon Teichman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith Faro
Arbitrator(s): Michael J. Quarequio
Hearing Site: Boca Raton, FL
Checkmark Icon$38
09-0269310/20/2010Claimant(s): Steven Weisberg, IRA FBO Steven L. Weisberg SunAmerica Tr, Steven L. Weisberg Rev. Trust
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Royal Alliance Associates., John Schwartz, Retirement Advisory Services.
Respondent Lawyers(s): Gerry Kowalski
Arbitrator(s): Paul W. Sterman, Michael J. Quarequio, Eugene H. Steele
Hearing Site: Boca Raton, FL
Checkmark Icon$80,000
09-0490008/30/2010Claimant(s): Alvin Kling, Pearl Kling, Alvin Kling Revocable Trust, Howard Gary Kling Irrevocable Trust
Claimant Lawyers(s): Jared A. Levy
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Andrew W. Robertson
Arbitrator(s): Michael J. Quarequio, Philip L. Manczak
Hearing Site: Boca Raton, FL
Checkmark Icon$18,300
09-0245507/28/2010Claimant(s): Alan Kirman, Peter Dunn
Claimant Lawyers(s): David J. Feingold
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Ellen J. Abrams, Michael J. Quarequio, Andrew R. Present
Hearing Site: Boca Raton, FL

17 Results

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