Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03026 | 02/29/2024 | Claimant(s): Adam Epstein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J Gworek Arbitrator(s): Susan Manca Hearing Site: New York, NY | ||
| 23-01820 | 02/28/2024 | Claimant(s): Karen Guerrero Claimant Lawyers(s): Michael C. Bixby Respondent(s): LPL Financial LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA |  | Expungement |
| 23-02936 | 02/21/2024 | Claimant(s): Candida Bobonis Roig, Lizzette Bobonis Roig Claimant Lawyers(s): David I. Hantman Respondent(s): Santander Securities LLC Respondent Lawyers(s): Sara L. Velez Santiago Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA | ||
| 23-02715 | 02/15/2024 | Claimant(s): Michael Sherman, Steven Chille Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 23-03022 | 02/13/2024 | Claimant(s): Daniel Sears Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Joyce Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA | ||
| 22-02577 | 02/05/2024 | Claimant(s): Christopher Albonetti Claimant Lawyers(s): Douglas Hyman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Gayle B. Carlson Hearing Site: Memphis, TN | ||
| 23-02382 | 02/05/2024 | Claimant(s): Alexander Williams, Peter Rukeyser Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Clive I. Morrick Hearing Site: New York, NY | ||
| 23-02525 | 01/23/2024 | Claimant(s): Alexander Phillips, Jordan Hayes Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 23-02633 | 01/18/2024 | Claimant(s): Robert Procaccianti Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Maya Steinitz Hearing Site: Providence, RI | ||
| 23-02352 | 12/19/2023 | Claimant(s): Wendy Holmes Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Jay Alan Kranis Hearing Site: New York, NY |