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FINRA Awards for David I. Hantman

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Displaying 181-190 out of 220 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0104401/19/2018Claimant(s): Brandon Mink
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jim Geiger
Hearing Site: Richmond, VA
17-0093301/09/2018Claimant(s): Suzanne Nitzberg
Claimant Lawyers(s): Suzanne Hillary Nitzberg
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Anthony Michael Sabino
Hearing Site: New York, NY
17-0311901/05/2018Claimant(s): Michael C. Seamands
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
17-0297612/26/2017Claimant(s): Michael A. Sabota
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
16-0337112/22/2017Claimant(s): Fillip Gershon
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): David John Reilly
Hearing Site: New York, NY
17-0216512/15/2017Claimant(s): Monda Hanna
Claimant Lawyers(s): David I. Hantman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Ralph Izzo
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
17-0216212/08/2017Claimant(s): Michael Kanigher
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
17-0104912/01/2017Claimant(s): R. Mark Castle
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Lita S Menkin
Hearing Site: Atlanta, GA
17-0045711/30/2017Claimant(s): Mark Schulten
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
17-0175911/30/2017Claimant(s): Terry Zickerman
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY

220 Results

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