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FINRA Awards for Robert Titus

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Displaying 11-17 out of 17 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0302007/30/2018Claimant(s): Kevin Sullivan
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
16-0208412/22/2017Claimant(s): Giovanni Lanza, Mariantonia Lanza
Claimant Lawyers(s): Edwin L. Doernberger
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert Titus, Morton S. Bunis, Peter Andrew Marx
Hearing Site: Boston, MA
Checkmark Icon$0
17-0216811/29/2017Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill Clarke
Respondent(s): James Pettit
Respondent Lawyers(s): James Albert Pettit
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
15-0076210/13/2016Claimant(s): Tokena Corporation
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Next Financial Group.
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Robert Titus, Shari B. Broder, Richard E. Castiglioni
Hearing Site: Manchester, NH
Checkmark IconExpungement
14-0344606/03/2016Claimant(s): Marie Cabral
Claimant Lawyers(s): Marie Cabral
Respondent(s): Wells Fargo Advisors, James Connors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Robert Titus, Stephen Z. Frank, Jeffrey S. Troderman
Hearing Site: Montpelier, VT
Checkmark IconExpungement
13-0261611/25/2014Claimant(s): Allen Nelson, Susan Nelson, Nelson Realty North Corp. LLC, One Live Oak 4
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Charles Kulch, Next Financial Group.
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Robert Titus, Edward Joseph Boudreau, Peter Andrew Marx
Hearing Site: Manchester, NH
Checkmark IconExpungement
06-0330503/14/2008Claimant(s): Barbara Drucker, William Drucker, William R. Drucker IRA
Claimant Lawyers(s): Joshua N. Cook
Respondent(s): Charlene Marant, Elizabeth Ferreira, EM Financial Solutions, Marant Enterprises Holdings LLC, Pershing Advisor Solutions
Respondent Lawyers(s): Charlene Marant, Christina Davilas, Compliance Officer, Elizabeth Ferreira
Arbitrator(s): Robert Titus, William I. Carmen, Stephen Z. Frank
Hearing Site: Boston, MA
Checkmark IconSettlement

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