| 18-00460 | 08/02/2019 | Claimant(s): Donald Monti
Claimant Lawyers(s): Mary-Jo Rebelo
Respondent(s): Daniel Thompson
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): Karimu F. Hill-Harvey, Peter Mark Elish, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
| | |
| 17-01434 | 06/05/2019 | Claimant(s): 0
Claimant Lawyers(s): 0
Respondent(s): Gregory Bauer, Waddell & Reed
Respondent Lawyers(s): Gregory R. Bauer, Richard H. Kuhlman
Arbitrator(s): Richard W. Dissen
Hearing Site: Pittsburgh, PA
|  | $420,824 |
| 18-04016 | 05/31/2019 | Claimant(s): Ivanna Liberatore
Claimant Lawyers(s): Michael J. Betts
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric J. Chartan
Arbitrator(s): Steven T. Stern
Hearing Site: Pittsburgh, PA
| | |
| 19-00145 | 05/09/2019 | Claimant(s): Sugam Vasani
Claimant Lawyers(s): Sugam Vasani
Respondent(s): Robinhood Financial, Robinhood Securities
Respondent Lawyers(s): Scott I. Friedman, Scott Friedman
Arbitrator(s): John James McGovern
Hearing Site: Pittsburgh, PA
| | $22,570 |
| 18-00926 | 05/07/2019 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Michelle M. Wezner
Respondent(s): Mark Santia
Respondent Lawyers(s): Brian J. Sommer
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Pittsburgh, PA
| | |
| 18-02951 | 04/22/2019 | Claimant(s): Shirley Kube
Claimant Lawyers(s): Shirley L. Kube
Respondent(s): Cambridge Investment Research., Robert McCalmont
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Barry Goldman
Hearing Site: Pittsburgh, PA
| | $0 |
| 18-03173 | 04/15/2019 | Claimant(s): Justin Bonavitacola
Claimant Lawyers(s): Stefan R. Dandelles
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Kyle B. Osting
Arbitrator(s): John F. Burns
Hearing Site: Pittsburgh, PA
| | |
| 17-03263 | 04/15/2019 | Claimant(s): Richard Scott
Claimant Lawyers(s): Stephen P. Meyer
Respondent(s): WesBanco Securities.
Respondent Lawyers(s): Jeffery D. Kaiser
Arbitrator(s): Susan M. Thevenet, Mary Kathleen Coleman, Peter Mark Elish
Hearing Site: Pittsburgh, PA
| | Expungement |
| 18-02088 | 03/19/2019 | Claimant(s): James Meyers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Jim Geiger
Hearing Site: Pittsburgh, PA
| | |
| 17-00158 | 03/18/2019 | Claimant(s): Dominik Weber
Claimant Lawyers(s): Jason A. Archinaco
Respondent(s): PNC Investments
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Gregory Hunter Mathews, Peter Vincent Marcoline, William Francis Ryan
Hearing Site: Pittsburgh, PA
| | |
