| 10-02363 | 06/14/2011 | Claimant(s): Christine O'Leary, Edward Harmon, Orrin Lebrew
Claimant Lawyers(s): Vicki Kuftic Horne
Respondent(s): BNY Mellon Capital Markets
Respondent Lawyers(s): Catherine S. Ryan
Arbitrator(s): Roger W. Van Deusen, Timothy Shay Davis, Charles B. Jarrett
Hearing Site: Pittsburgh, PA
| | |
| 10-04428 | 04/28/2011 | Claimant(s): Darlene Gordon
Claimant Lawyers(s): Darlene J. Gordon
Respondent(s): Eric Glod, Metlife Securities Inc.
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): John W. Eichleay
Hearing Site: Pittsburgh, PA
|  | $802 |
| 10-00380 | 04/07/2011 | Claimant(s): Christopher Hutchinson
Claimant Lawyers(s): Brian J. Sommer
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Paul H. McKenna, Kathleen K. Murphy, James J. Puhala
Hearing Site: Pittsburgh, PA
| | |
| 09-04750 | 03/28/2011 | Claimant(s): Francis Fry, Judith Fry
Claimant Lawyers(s): Anthony B Andrezeski
Respondent(s): Advest., George Dusckas, Merrill Lynch Pierce Fenner & Smith Inc., Banc Of America Securities Llc
Respondent Lawyers(s): Joseph P. Pohl
Arbitrator(s): Edward A. Grupp, William R. Gruver, Michael D. McDowell
Hearing Site: Pittsburgh, PA
| | $0 |
| 09-07135 | 02/22/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Richard Costa
Respondent Lawyers(s): Michael J. McShea
Arbitrator(s): W. Sean Kelleher, Elena M. Colianni, George H. Perich
Hearing Site: Pittsburgh, PA
| | |
| 09-07076 | 02/01/2011 | Claimant(s): John Farls, Mary Farls
Claimant Lawyers(s): James J. Loll
Respondent(s): Mark Battaline
Respondent Lawyers(s): John R. O'Keefe
Arbitrator(s): John T. Meredith, Justin Henry McCarthy, Kenneth Alan Eisner
Hearing Site: Pittsburgh, PA
| | $0 |
| 04-04184 | 01/06/2011 | Claimant(s): Cheryl Schwarzwaelder
Claimant Lawyers(s): Joseph H. Chivers
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael J. Fortunato
Arbitrator(s): Bert S Cliff, James J. Puhala, Rebecca A. Bowman
Hearing Site: Pittsburgh, PA
| | |
| 09-00759 | 01/06/2011 | Claimant(s): Rhonda Waksman
Claimant Lawyers(s): Richard W. Kelly
Respondent(s): CCO Investment Services Corp.
Respondent Lawyers(s): Jayme L. Butcher
Arbitrator(s): Kathleen K. Murphy, Michael D. McDowell, Elena M. Colianni
Hearing Site: Pittsburgh, PA
| | $40,323 |
| 10-01366 | 12/10/2010 | Claimant(s): Ulrich Holeschovsky
Claimant Lawyers(s): Robert W. Goehring
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Thomas R. Skulina
Hearing Site: Pittsburgh, PA
| | $21,809 |
| 09-05727 | 11/12/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Sean G. Duffy
Respondent(s): Richard Dorman
Respondent Lawyers(s): Richard Dorman
Arbitrator(s): Karin A. Schlosser
Hearing Site: Pittsburgh, PA
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