| 08-01038 | 07/31/2012 | Claimant(s): Alvin Shnider, The Alvin Shnider Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Damien Berkowicz
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Norman A. Samson, Jacqueline R. Fox, Gerald W. Hepp
Hearing Site: Detroit, MI
|  | Expungement |
| 11-02080 | 07/25/2012 | Claimant(s): Michael Steven Hall IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): Wells Fargo Advisors, Walker Gillette
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Jacqueline R. Fox, Leonard R. Present, A. Robert Stevenson
Hearing Site: Detroit, MI
| | $0 |
| 11-00398 | 07/18/2012 | Claimant(s): Anthony Desantis
Claimant Lawyers(s): Mark T. Butler
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): John C. Kelly
Arbitrator(s): Jacqueline R. Fox, Dana R. Dawe, Michael George Kelly
Hearing Site: Detroit, MI
| | |
| 10-02777 | 05/23/2012 | Claimant(s): Marilyn Szymkiw-Schrieber, Michael Schreiber, The Schrieiber Living Trust DTD 12/1/06
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Timothy J. Currier, Jacqueline R. Fox, Gregory M. Gendron
Hearing Site: Detroit, MI
| | $237,597 |
| 10-03400 | 01/13/2012 | Claimant(s): Douglas Mirabelli, Kristin Mirabelli
Claimant Lawyers(s): John J. Miller
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Nathan T. Alexander
Arbitrator(s): Larry C. Kreul, John F. Burns, Jacqueline R. Fox
Hearing Site: Detroit, MI
| | $1,239,000 |
| 09-05805 | 03/18/2011 | Claimant(s): Barbara Golds, Jack Golds IRA, Jack Golds, Roth IRA
Claimant Lawyers(s): David M. Foster
Respondent(s): LPL Financial LLC, David Steckler, Legent Clearing, Linsco/Private Ledger Corp
Respondent Lawyers(s): Christopher H. Tovar, David H. Jarvis, James E. Roach
Arbitrator(s): Larry C. Kreul, Jacqueline R. Fox, Michael George Kelly
Hearing Site: Detroit, MI
| | $175,000 |
| 09-04182 | 03/16/2011 | Claimant(s): Nina Howerton
Claimant Lawyers(s): Joni M. Fixel
Respondent(s): Chase Investment Services Corp., Mark Calabrese
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Jacqueline R. Fox, Lee Hornberger, Linda M. Foster-Wells
Hearing Site: Detroit, MI
| | |
| 09-00652 | 03/03/2010 | Claimant(s): Angelain Loggins, Dwayne Loggins
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Patrick Buschmohle
Respondent Lawyers(s): W. Scott Turnbull
Arbitrator(s): Anthony J. Bove, Jacqueline R. Fox, A. Robert Stevenson
Hearing Site: Detroit, MI
| | $61,891 |
