| 05-00924 | 12/29/2009 | Claimant(s): Barry and Janet Lang
Claimant Lawyers(s): Philip M. Giordano
Respondent(s): Richard Laine, Kimball & Cross Investment Management
Respondent Lawyers(s): John C. Clifford, Richard R. Laine
Arbitrator(s): Howard M. Miller, Jeffrey L. Frankel, John J. Kenny
Hearing Site: Boston, MA
|  | $145,846 |
| 08-04177 | 12/15/2009 | Claimant(s): Henry Bendikian and Sheila Bendikian
Claimant Lawyers(s): Philip M. Giordano
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Jason M. Fedo
Arbitrator(s): June Y. Kilmarx, John Joseph Cotter, Michael Jay Rich
Hearing Site: Boston, MA
| | $0 |
| 09-03442 | 11/24/2009 | Claimant(s): Kent Forkner
Claimant Lawyers(s): Kent M. Forkner
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): June Y. Kilmarx
Hearing Site: Boston, MA
| | $0 |
| 08-04393 | 11/11/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): John Leonetti
Respondent Lawyers(s): Paul J. Vincenti
Arbitrator(s): Richard J. Grahn, Marilyn H. Zuckerman, Dennis R. Surprenant
Hearing Site: Boston, MA
| | |
| 08-00912 | 10/27/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Michael McAllister
Respondent(s): Albert Lowenthal
Respondent Lawyers(s): Michael McAllister
Arbitrator(s): Kelly M. Lonergan, Sharon L. Monroe, B. J. Krintzman
Hearing Site: Boston, MA
| | |
| 09-02813 | 10/20/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph D. MacLellan
Respondent(s): Kirk Barrett
Respondent Lawyers(s): Kirk Christopher Barrett
Arbitrator(s): Thomas J. Donoghue
Hearing Site: Boston, MA
| | |
| 09-02089 | 09/28/2009 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): David Armstrong
Respondent Lawyers(s): David Lawrence Armstrong
Arbitrator(s): Iris Taymore Schnitzer
Hearing Site: Boston, MA
| | |
| 09-00463 | 08/21/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Robert Cotter
Respondent Lawyers(s): David L. Ward
Arbitrator(s): Peter M. Bizinkauskas
Hearing Site: Boston, MA
| | |
| 08-04954 | 08/14/2009 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Mark Minnucci
Respondent Lawyers(s): Mark James Minnucci
Arbitrator(s): William H. McCarter
Hearing Site: Boston, MA
| | |
| 09-00617 | 07/22/2009 | Claimant(s): James Barron
Claimant Lawyers(s): James Barron
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Lucy J. Karl
Hearing Site: Boston, MA
| | $0 |
