| 18-02756 | 04/10/2019 | Claimant(s): Jonathan Hyett
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Steven S. Manos
Hearing Site: Boston, MA
| | |
| 18-02162 | 03/22/2019 | Claimant(s): Douglas J. Calnan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons., Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
| | |
| 18-01405 | 02/26/2019 | Claimant(s): Estate of Richard Provost its Trustee
Claimant Lawyers(s): Michael A. Collora
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): David Ward
Arbitrator(s): Howard N. Gorney, Nadine Nasser Donovan, John Michael D'Amico
Hearing Site: Boston, MA
|  | $115,780 |
| 18-02274 | 01/30/2019 | Claimant(s): Andrew Zimmerman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Gerard S. Marsan
Hearing Site: Boston, MA
| | |
| 18-02410 | 01/25/2019 | Claimant(s): Andrew Zimmerman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
| | |
| 18-01989 | 01/18/2019 | Claimant(s): Mark Soukup
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Boston, MA
| | |
| 18-02115 | 01/18/2019 | Claimant(s): Jason Traino
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Mary E. Bassett
Hearing Site: Boston, MA
| | |
| 18-02771 | 01/18/2019 | Claimant(s): Eric Burt
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Patrick W. McKeon, Paul Peter Nicolai, Frank Sanclemente
Hearing Site: Boston, MA
| | |
| 18-00235 | 01/17/2019 | Claimant(s): Christopher Stoddard
Claimant Lawyers(s): Stephen Z. Frank
Respondent(s): Alphonse Lucibello, Wells Fargo Clearing Services
Respondent Lawyers(s): Kip A. Nesmith
Arbitrator(s): Stephen M. Acerra, Ericka B. Gray, Frank Sanclemente
Hearing Site: Boston, MA
| | |
| 18-01289 | 01/11/2019 | Claimant(s): Joseph Menice
Claimant Lawyers(s): Keith A. Macdonald
Respondent(s): James Moniz
Respondent Lawyers(s): Peter F. Flynn
Arbitrator(s): Richard J. Grahn, Barry J. Rubenstein, Evalyn Lipton Fishbein
Hearing Site: Boston, MA
| | $0 |
