09-03657 | 05/12/2010 | Claimant(s): Toshio and Chie Nakano Living Trust Claimant Lawyers(s): Toshio Nakano Respondent(s): Wedbush Securities Inc., Richard Lanni Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Michael J. Henke, Joan H. Palmer, Joan M. Smith Hearing Site: Baltimore, MD
| | $107,100 |
09-04372 | 04/29/2010 | Claimant(s): Amsal Woreta and Aklog Birara Claimant Lawyers(s): Amsal Woreta Respondent(s): E*Trade Securities LLC, Marcelo Miano Respondent Lawyers(s): John Bersin Arbitrator(s): Richard E. Lauziere, Jane C. Carney, William P. Borduin Hearing Site: Baltimore, MD
| | Expungement |
09-01662 | 02/09/2010 | Claimant(s): Charles W. & Mary Alice Dammeyer Claimant Lawyers(s): Jack J. Shapiro Respondent(s): RBC Capital Markets Corporation Respondent Lawyers(s): Joseph F. Keenan Arbitrator(s): Paul Greenberg Hearing Site: Baltimore, MD
| | $0 |
09-03525 | 12/21/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Cari A. Lewis Respondent(s): Jean McHale Respondent Lawyers(s): Jean McHale Arbitrator(s): Wilbert H. Luck Hearing Site: Baltimore, MD
| | $0 |
09-01281 | 12/18/2009 | Claimant(s): Marian Zagier Claimant Lawyers(s): Thomas C. Costello Respondent(s): John Forrester, Wasserman & Associates. Respondent Lawyers(s): John Gerard Forrester, Scott B. Wasserman, Sr., President Arbitrator(s): Janet Stern Solomon, Donald R. Giacomelli, Shelley Simons Korch Hearing Site: Baltimore, MD
| | $116,615 |
09-00623 | 12/15/2009 | Claimant(s): Dickerson Living Trust Claimant Lawyers(s): William A. Healy Respondent(s): Jarrett Gounaris, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Ira L. Oring Arbitrator(s): N. Clark Moran, Maurice R. Dunie, Shelley Simons Korch Hearing Site: Baltimore, MD
| | $0 |
09-00606 | 10/26/2009 | Claimant(s): Royal Alliance Associates. Claimant Lawyers(s): Gerry Kowalski Respondent(s): Joseph Scarborough Respondent Lawyers(s): Ramsay M. Whitworth Arbitrator(s): Walter Peterson, Robert T. Reeves, Gregory R. Banasz Hearing Site: Baltimore, MD
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08-04361 | 10/21/2009 | Claimant(s): David Durdon Claimant Lawyers(s): Irwin G. Stein Respondent(s): Scottrade. Respondent Lawyers(s): Thomas L. Azar Arbitrator(s): Sandra Lee Dolan, Cynthia R. Pinkney, Thomas J. Dolina Hearing Site: Baltimore, MD
| | $0 |
08-03597 | 10/05/2009 | Claimant(s): Penson Financial Services. Claimant Lawyers(s): Jeff Logan Respondent(s): Aaron Holland Respondent Lawyers(s): Aaron Holland Arbitrator(s): Herbert B. Williams, Thomas E. Maloney, Joan M. Smith Hearing Site: Baltimore, MD
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08-03618 | 10/01/2009 | Claimant(s): Ameriprise Financial Services., Ameriprise Financial. Claimant Lawyers(s): John L. Einstein Respondent(s): Martin Smith Respondent Lawyers(s): Musa L. Eubanks Arbitrator(s): David L. Ruderman, Gregory R. Banasz, David Paul Clark Hearing Site: Baltimore, MD
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